Financial Planning Client Services Associate

Ameriprise Financial Services, LLC; San Jose (CA); Hybrid; USD 67,000 - 92,000; Full time

Job summary

Ameriprise Financial Services, LLC is seeking a Registered Client Service Associate to support high-producing advisors by preparing financial plans, conducting investment research, and managing client interactions. The role emphasizes in-person collaboration with advisors to build trusted relationships and drive client satisfaction.

Required qualifications include a Bachelor's degree and active securities licenses or ability to obtain them within 150 days, plus strong analytical, organizational,

Qualifications

• Bachelor's degree or equivalent.
• Series 7 or ability to obtain within 150 days.
• S63 or S66 securities registration within 150 days.
• S65 or S66 IAR registration within 150 days.
• Life, Accident, and Health licenses or ability to obtain within 150 days.
• Experience in a client service environment.
• Detail oriented with strong math and analytical skills.
• Strong organization and time management.
• Able to communicate with all levels and work with a team.

Responsibilities

• Assist advisor in servicing clients including preparing financial plans and conducting investment research.
• Prepare and summarize client meetings, schedule and confirm meetings, enter data into contact manager, and provide follow-up.
• Prepare new business paperwork, obtain signatures, and coordinate with home office.
• Coordinate marketing events and manage marketing compliance documentation.
• Provide general administrative duties and routine client correspondence.

Skills

Client service experience

Strong math skills

Analytical skills

Detail oriented

Time management

Communication across levels

Education

Bachelor's degree or equivalent

Job description

Ameriprise Financial Services, LLC is seeking a Registered Client Service Associate to support high-producing advisors by preparing financial plans, conducting investment research, and managing client interactions. The role emphasizes in-person collaboration with advisors to build trusted relationships and drive client satisfaction.

Required qualifications include a Bachelor's degree and active securities licenses or ability to obtain them within 150 days, plus strong analytical, organizational,