Financial Planner/Investment Advisor (2 yrs experience)

RidgeBrooke Tax & Retirement Planning; Knoxville (TN); On-site; USD 75,000 - 100,000; Full time

Job summary

A leading company in tax and retirement planning is seeking a skilled Financial Planner/Investment Advisor to join their team in Knoxville. The role involves preparing client meetings, providing tailored financial advice, and managing client relationships. Ideal candidates will have at least 2 years of experience and relevant licenses, ensuring they can navigate the complexities of financial planning effectively. This role offers a competitive salary range along with benefits and potential for commissions.

Benefits

401(k)

401(k) matching

Health insurance

Paid time off

Bonus opportunities

Commission pay

Qualifications

• 2+ years experience in Financial Planning or Investment Management.
• Series 65 or similar licensing required.
• ChFC or CFP is a plus.

Responsibilities

• Preparing and conducting client meetings.
• Gathering client data for financial plans.
• Providing financial planning and investment advice.

Skills

Detail-oriented

Analytical skills

Professional communication

Mathematical calculations

Client relationship management

Education

Bachelor's degree

Tools

Advanced Microsoft Excel

Job description

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RIDGEBROOKE Tax & Retirement Planning Financial Planner | Advanced Tax Strategist | Retirement Income Planner - Knoxville & Upper Cumberland

What Will You Do?

We are seeking a detail-oriented, highly skilled individual to join our team as a Financial Planner/ Investment Advisor.

• Preparing and conducting client meetings.
• Gathering client data for preparation of financial plan.
• Support asset management activities, including tracking and monitoring investments -Assist in trading support.
• Provide financial planning and investment advice to clients
• Present financial products, concepts and services, including securities and insurance.
• Collaborate with other team members to expand the client base.
• Stay up-to-date with industry developments and changes in financial regulations.
• Maintain a high level of professionalism and integrity in all interactions with clients.
• Managing and resolving client issues.
• Perform mathematical calculations accurately.
• Ability to build rapport via phone, virtual meetings or in person with clients
• Professional and polite communication is required.
• Be able to conform to a changing environment and work at a quick pace, to achieve timely deadlines.
• Ability to maintain confidentiality of information.
• Ability to adhere to rules and regulations required by Advisors, State of Tennessee and SEC is required
• Ability to work scheduled and other needed hours at the designated location(s)
• Ability to operate office equipment, telephones, and computers
• Ability to communicate fluently in English, in person, in writing, and on the computer
• Ability to drive oneself independently for travel between locations
• Ability to present information to groups in an understandable format or fashion

Experience:

• 2+ years’ minimum experience in the Financial Planning field needed.
• Series 65 or similar licensing.
• ChFC or CFP is a plus.
• Life & Health Insurance Licence is a plus.
• Advanced Microsoft Excel skill level is required.
• Experience with financial planning tools and software, the ability to learn and adapt to upgrades/changes that occur on a regular basis.

The hiring range below reflects targeted base salary. Actual compensation will be determined based on the candidate’s prior related experience & education and will be finalized at the time of offer. In addition to base salary, position may be eligible to earn commissions. Hiring Salary Range: $75,000 - $100,000 base plus commissions, other compesation package components and benefits. This position will offer a pay plan with great potential for an experienced advisor.

Job Type: Full-time

Pay: $75,000.00 - $100,000.00 per year

• 401(k)
• 401(k) matching
• Health insurance
• Paid time off

Compensation Package:

• Bonus opportunities
• Commission pay
• Hourly pay
• Profit sharing

Schedule:

• 8 hour shift
• Day shift
• Monday to Friday

Education:

• Bachelor's (Required)

Experience:

• Financial Planning or Investment Management: 2 years (Required)

License/Certification:

• Life & Health Insurance License (Preferred)
• ChFC or CFP (Preferred)
• Series 65, 66 or equivalent experience (Preferred)

Location:

• Knoxville, TN 37932 (Preferred)

Ability to Commute:

• Knoxville, TN 37932 (Required)

Seniority level

• Seniority level

  Not Applicable

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

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