Financial Examiner Lead (Director/MD/Partner)

RSM US LLP; United States; Remote; USD 120,000 - 180,000; Full time

Job summary

A leading professional services firm is looking for a Financial Examiner Director/Managing Director/Partner with extensive experience managing financial examinations and regulatory services. The role involves developing client relationships, ensuring high-quality service delivery, and leading examinations effectively. A Bachelor's in Accounting or Finance and 10+ years of insurance experience are required. This position offers significant advancement opportunities in a flexible work environment.

Benefits

Competitive benefits and compensation

Flexibility for travel

Opportunities for personal and professional growth

Qualifications

• Minimum of 10+ years insurance experience in a relevant role.
• Candidates must have or be pursuing CFE designation, CPA preferred.
• Experience with financial examinations essential.

Responsibilities

• Lead financial examinations for clients.
• Prepare and perform QA reviews of proposals.
• Supervise and develop staff effectively.

Skills

Project management

Analytical skills

Interpersonal skills

Presentation skills

Client service skills

Education

Bachelor's Degree in Accounting or Finance

Job description

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential.

Financial Examination - Director / Managing Director / Partner

Risk & Regulatory Consulting, LLC

(Regulatory Insurance)

Work from home - any US location

Position Overview
The Financial Examiner Director / Managing Director / Partner roles primarily focus on providing oversight over financial examinations and regulatory consulting services, in a lead role, on behalf of clients (state insurance departments). This position has significant opportunity for advancement as well as personal and professional growth. Responsibilities will include developing relationships with and selling regulatory services to clients; preparing and performing QA reviews of proposals; serving as an Examiner-in-Charge (EIC) on examinations; ensuring work is delivered with high quality, on time, and within budget; supervising/developing staff; recruiting; and leading thought leadership initiatives, among other responsibilities.

Specific Duties and Responsibilities

• Demonstrate deep knowledge of, and provide guidance relative to, the NAIC Financial Condition Examiners Handbook (the Handbook), insurance laws, rules, statutes, and regulations (both current and evolving).
• Have experience drafting compelling proposals, including scoping, workplans, and budgets.
• Consistently enhance personal and team knowledge of risk-focused examination approaches and methodologies.
• Have prior EIC experience on financial examinations of significant size and complexity.
• Possess deep insurance industry experience.
• Have expertise or significant knowledge and understanding of all lines of insurance.

SKILLS

• Own growth, management, and quality of a multi-million-dollar portfolio of financial business.
• Cross-sell other service lines to clients, including investment, actuarial, IT, and market regulation.
• Build, foster, and maintain client relationships as the primary point of contact.
• Lead numerous comprehensive multi-state risk-focused, targeted, and interim financial examinations.
• Handle all aspects of the client relationship and project execution responsibilities.
• Perform reviews of assisting examiners' examination work papers to ensure high quality.
• Ensure the quality and integrity of the regulatory examination process on specific assignments.

ATTRIBUTES

• Possess a demonstrated history of successful project management experience.
• Have excellent organizational skills and the ability to prioritize multiple tasks.
• Ability to interact with all levels of management.
• Outstanding interpersonal, presentation, analytical and examination/audit skills.
• Dynamic/flexible demeanor with an emphasis on exceptional client service skills.

Requirements

• Bachelor's Degree with a preference in Accounting or Finance.
• Minimum of 10+ years insurance experience with a State Insurance Department, insurance company, examination firm dealing with financial examinations, or with a public accounting firm as an internal or external auditor of insurance companies.
• Candidates must have completed or are actively pursuing the professional insurance designation of CFE (Certified Financial Examiner); CPA preferred but not required.
• Flexibility for travel, when necessary.

Risk & Regulatory Consulting, LLC is a national, leading professional services firm dedicated to providing exceptional regulatory services to clients.

We offer a competitive benefits and compensation package for all our people. Learn more about our total rewards.

RSM is an equal opportunity employer and does not tolerate discrimination and/or harassment based on race, color, creed, sincerely held religious beliefs, practices or observances, sex, gender, sexual orientation, HIV Status, national origin, ancestry, familial or marital status, age, physical or mental disability, citizenship, political affiliation, medical condition, domestic violence victim status, past, current or prospective service in the US uniformed service, or any other characteristic protected under applicable federal, state or local law.