Financial Crimes Audit Senior Manager

NTT DATA North America; Charlotte (NC); On-site; USD 100,000 - 130,000; Full time

Job summary

Join a leading company as a Financial Crimes Audit Senior Manager in Charlotte, NC. You will oversee audit work related to AML and internal controls, manage audit teams, and drive risk-based auditing strategies. Ideal candidates will have extensive experience in financial services and a commitment to compliance and innovation.

Qualifications

• 9+ years in the Financial Services Industry, including 4+ years in Quality Control/Assurance.
• 6+ years in AML/BSA and internal audit projects.

Responsibilities

• Oversee audit work related to AML and internal controls.
• Define audit scope, assess issues, draft reports, and manage client relationships.

Skills

Analytical Thinking

Leadership

Client Focus

Adaptability

Resilience

Innovation

Education

Bachelor’s degree in business, data analytics, computer science, or related field

Tools

Power BI

Tableau

SQL

Job description

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Req ID: 324974

NTT DATA strives to hire exceptional, innovative, and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now.

We are currently seeking a Financial Crimes Audit Senior Manager to join our team in Charlotte, North Carolina (US-NC), United States.

About Us: NTT DATA America helps financial institutions respond to digital proliferation by focusing on customer-oriented, just-in-time, and modularized services. Our clients include many of the top 10 U.S. banks. Learn more: https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting

Role Overview: As a Financial Crimes Audit Senior Manager, you will oversee audit work related to AML and internal controls, act as an Auditor-in-Charge, and drive risk-based auditing strategies. Responsibilities include defining audit scope, assessing issues, drafting reports, and managing client relationships. You will also mentor team members and foster an inclusive work environment.

Key Responsibilities:

• Lead quality assurance reviews, validate remediation efforts, and ensure regulatory compliance.
• Oversee audit strategy execution, design audit programs, and guide team members.
• Identify trends, recommend process improvements, and optimize audit practices.
• Manage and mentor audit teams, build client relationships, and identify new business opportunities.

Minimum Qualifications:

• Bachelor’s degree in business, data analytics, computer science, or related field.
• 9+ years in the Financial Services Industry, including 4+ years in Quality Control/Assurance.
• 6+ years in AML/BSA and internal audit projects.
• 2+ years in a management consulting firm (Big 4 preferred).
• Advanced Excel skills and experience with statistical analysis.

Preferred Skills:

• Experience managing large-scale operational engagements and cross-functional teams.
• Knowledge of data analytics tools (Power BI, Tableau), SQL, and certifications like CAMS, CIA, CPA, CISA.

Ideal Mindset: The role requires a commitment to compliance, analytical thinking, leadership, ethical integrity, client focus, adaptability, resilience, and innovation.

About NTT DATA: A $30 billion global leader serving 75% of the Fortune Global 100, committed to innovation and sustainability. Learn more at https://us.nttdata.com.

We are dedicated to accessibility and equal opportunity employment. For accommodations or inquiries, contact us at https://us.nttdata.com/en/contact-us.