Financial Control Oversight - Divisional Risk and Control Analyst - Associate

Deutsche Bank; United States; On-site; USD 19,000 - 29,000; Full time

Benefits offered by this job

Competitive Salary

Attractive Retirement Benefit

Medical and Life Insurance

20 days Annual Vacation Leaves

Job summary

Deutsche Bank in Manila seeks an Associate for Financial Control Oversight – Divisional Risk and Control Analyst. The role drives the balance sheet substantiation (BSS) control process and supports the global SOX framework through testing, documentation, and governance.

You will coordinate with Finance Directors regionally, perform backtesting, and contribute to training and control improvements. The position requires a Bachelor’s in Accountancy with CPA preferred, and experience in SOX/audit

Qualifications

• Bachelor's Degree in Accountancy and CPA preferred
• Experience in SOX control, external/internal audit, or balance sheet substantiation
• Knowledge of markets, business, risk and regulatory landscape
• Preferably with team and project management experience

Responsibilities

• Lead the BSS effort for the region, coordinating with country/division Finance Directors to identify emerging issues and monitor resolution
• Perform quality assessments and backtesting of BSS results and link data points with other control metrics
• Enhance BSS training framework with online courses and classroom training
• Serve as a Subject Matter Expert on BSS, accounting, and audit concepts and principles
• Review and administer SOX controls documentation in collaboration with FCO partners
• Assess SOX test results to identify risk issues or control gaps and escalate accordingly
• Monitor Manila Finance audit activities and drive change projects to improve processes

Skills

SOX controls

Audit concepts

Balance sheet substantiation

Team management

Project management

Regulatory knowledge

Education

Bachelor's Degree in Accountancy

CPA

Job description

Job Description: Additional Job Description Job Title: Financial Control Oversight - Divisional Risk and Control Analyst - Associate Location: Manila Corporate Title : Associate Balance Sheet Substantiation (BSS) is a key pillar of DB's SOX compliance efforts, and the role will drive the effective implementation of this control process. The role will handle the implementation, administration, and governance of the balance sheet substantiation control globally. SOx, as a key regulatory requirement, is the Bank's main framework in detecting financial reporting risk. This role is mainly responsible in supporting the effective implementation of the SOx framework across DB through key controls administration, operating and design effectiveness review results reporting and analysis and drives overall assessment across risk areas such as Audit, SIF and Risk Incidents.

Your key responsibilities

Drives the BSS effort for the region, coordinating with country/division Finance Directors to determine emerging issues (i.e., unsubstantiated balances, Potential Financial Exposures) and monitor resolution. Ensures integrity of balance sheets through substantiation, reconciliation and back/review testing Performs quality assessments and backtesting of the BSS results, and connect the data points with other control metrics. Improves the understanding and increase accountability among account owners through updates and enhancements to the BSS training framework (e.g., online courses, classroom training). Serves as a Subject Matter Expert on BSS, accounting, and audit concepts and principles. Responsible in the review and administration of SOx relevant controls through coordination with FCO partners and Stakeholders to ensure accurate and completeness of controls documentation in the system Perform assessment on SOx test results to identify risk issues or control gaps and link these with global risk areas. Assess Financial Reporting and Regulatory Risks in Manila Finance for appropriate escalation and reporting Monitor and handle Management discussions and updates on local DBG Manila Audit activities. Manage change projects to deliver on process improvements and efficiencies

Your skills and experience

Bachelor s Degree in Accountancy Preferably a Certified Public Accountant (CPA) Experience in SOX control, external/internal audit or balance sheet substantiation coming from banking and financial services Knowledge on markets business, risk and regulatory Preferably with team and project management experience

What we'll offer you

• Competitive Salary
• Attractive Retirement Benefit
• Medical and Life Insurance upon employment
• 20 days Annual Vacation Leaves

About us and our teams

Deutsche Bank is the leading German bank with strong European roots and a global network. We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.