Financial Compliance Examiner

State of Louisiana; Louisiana (MO); Hybrid; USD 52,000 - 76,000; Full time

Job summary

State of Louisiana is seeking Compliance Examiner candidates to examine the financial health of banks, mortgage lenders, credit unions and other financial service providers across Baton Rouge, New Orleans, Lafayette, Alexandria, Shreveport and Monroe.

Entry-level to advanced positions involve reviewing accounting records, preparing schedules, and reporting findings. A minimum education background in accounting or finance and professional designations are valued; travel may be required.

Qualifications

• Three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance.
• Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking.
• A bachelor’s degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking.
• A bachelor’s degree in accounting, auditing, finance, business administration, management, economics, or statistics.
• An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics.
• A CPA, CFE, or CIA designation

Responsibilities

• Examines the accounting systems and financial status of financial service providers or insurance companies to ensure financial solvency and fair consumer practices.
• Examines records of assets and liabilities to verify accuracy of data in financial statements.
• Prepares reporting schedules on various examination topics and report findings.
• Attends meetings with top-level management to obtain information and resolve discrepancies.
• On a rotating basis, may serve as assistant-in-charge for examinations of lesser complexity.

Skills

Analytical skills

Communication skills

Regulatory knowledge

Fast learner

Attention to detail

Education

Bachelor's degree with accounting coursework

Bachelor's degree in accounting/finance/business

Advanced degree in accounting/finance/public administration

CPA/CFE/CIA designation

Job description

State of Louisiana is seeking Compliance Examiner candidates to examine the financial health of banks, mortgage lenders, credit unions and other financial service providers across Baton Rouge, New Orleans, Lafayette, Alexandria, Shreveport and Monroe.

Entry-level to advanced positions involve reviewing accounting records, preparing schedules, and reporting findings. A minimum education background in accounting or finance and professional designations are valued; travel may be required.