Financial Advisor — Build Client Portfolios with Commission

Regions Bank; Little Rock (AR); On-site; USD 44,000 - 150,000; Full time

Benefits offered by this job

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Associate Volunteer Program

Job summary

Regions Bank is hiring a Financial Advisor in Little Rock, AR to build and manage a client portfolio, provide financial planning guidance, and grow local relationships. The role emphasizes customer-focused service, investment knowledge, and compliance with regulatory standards.

The ideal candidate will have Series 7, Series 63/65 or 66, and a life insurance license (within 60 days). A bachelor’s degree and CFP/ChFC/CRS credentials are preferred, with potential for commission-based incentives.

Qualifications

• High School Diploma or GED required.
• Six months of related experience.
• Series 7 license required.
• Series 63 & 65 or Series 66 required.
• Life Insurance License must be obtained within 60 days from start date.
• Bachelor’s degree preferred.
• CFP / ChFC / CRSP Certifications preferred.
• Two years of Financial Advisory experience preferred.

Responsibilities

• Provides a broad range of investment solutions and products to help meet customer goals.
• Identifies opportunities to establish customer relationships and local market involvement.
• Builds and maintains a strong client network and pipeline.
• Delivers expert-level portfolio planning and investment knowledge.
• Conducts investment performance and relationship reviews.
• Keeps junior staff informed about investment products and opportunities.
• Adheres to compliance requirements and corporate protocols.

Education

High School Diploma or GED

Six months of related experience

Series 7

Series 63 & 65 or Series 66

Life Insurance License (within 60 days)

Bachelor’s degree (preferred)

Certified Financial Planning (CFP)

Chartered Financial Consultant (ChFC)

Certified Retirement Specialist

Two years of Financial Advisory experience (preferred)

Job description

Regions Bank is hiring a Financial Advisor in Little Rock, AR to build and manage a client portfolio, provide financial planning guidance, and grow local relationships. The role emphasizes customer-focused service, investment knowledge, and compliance with regulatory standards.

The ideal candidate will have Series 7, Series 63/65 or 66, and a life insurance license (within 60 days). A bachelor’s degree and CFP/ChFC/CRS credentials are preferred, with potential for commission-based incentives.