Financial Advisor

Northern Trust; Las Vegas (NV); On-site; USD 95,000 - 140,000; Full time

Benefits offered by this job

401k and pension

Health, dental, vision

Paid time off

Parental and caregiver leave

Discretionary bonus program (possible/

Job summary

Northern Trust is seeking a Financial Advisor in the United States, offering high-level wealth management and investment advisory services. The role emphasizes consulting with clients to identify goals and risk appetite, providing solutions, and collaborating with a team to grow a compatible client base.

Ideal candidates bring Series 7 and 66 licenses, CFP designation preferred, strong sales and communication skills, and willingness to travel.

Qualifications

• 5+ years of securities industry and sales experience.

Responsibilities

• Consult with clients to identify goals, objectives and risk appetite.

Skills

Securities products knowledge

Sales experience

Options trading

Communication & presentation

Travel willingness

Education

Series 7 license

Series 66 license

CFP designation

Tools

Salesforce

Job description

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

The main focus of the Northern Trust Financial Advisor is to advise on a variety of investment solutions, as part of an overall Wealth Management process. The advisor will work to provide best in class execution and investment advice that is intended to help clients accomplish their financial goals and objectives. Investment strategies include, but are not limited to, stocks, bonds, mutual funds, unit investment trusts, option strategies, 10b5-1s, structured notes, and fee-based solutions.

• The Northern Trust Financial Advisor consults with clients to identify their goals, objectives and appetite for risk.
• This collaboration should result in providing solutions and strategies that are aimed towards accomplishing clients’ goals target.
• Work in a team environment to identify and develop specific clients and prospects that are compatible with Northern Trust.
• Utilizes broad knowledge of the investment markets and terminology to inform and educate clients and partners on specific strategies, particularly concentrated around positions.
• Role is balanced between high level operational execution and development, and execution of strategic direction of business function activities.

Qualifications

• 5+ years of securities industry and sales experience.
• Must have broad based knowledge of all securities products, options expertise preferred.
• Required Securities license: Series 7, 66 (or 63/65)
• Professional designation preferred (CFP)
• Strong sales, communication, and group presentation skills.
• Individual must be goal driven and self-motivated.
• Some travel may be required.
• Experience with Salesforce

Salary Range

$95,000 - 140,000 USD

Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.

Work Authorization

Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa).

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.

Philanthropy is deeply rooted in Northern Trust's history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at [e-mail], or alternatively you can discuss your individual requirements with the recruiter you are working with.