Financial Advisor

Cetera Financial Group; Fort Myers (FL); Vor Ort; USD 44.000 - 150.000; Vollzeit

Benefits dieser Stelle

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Zusammenfassung

Regions Bank seeks a Financial Advisor in the Fort Myers area to establish a client portfolio and guide customers toward their financial goals through sound planning and advice.

You will build relationships, present investment solutions, and maintain compliance while developing a local client network and providing ongoing portfolio reviews. The role requires Series 63/65 or 66 and a Life Insurance License within 60 days of start date.

Qualifikationen

• High School Diploma or GED required.
• Six months of related experience.
• Series 63 & 65 or Series 66.
• Life Insurance License must be obtained within 60 days from start.

Aufgaben

• Provides a broad range of investment solutions to meet customer goals.
• Identifies opportunities to establish customer relationships and build a pipeline.
• Maintains client network and conducts portfolio reviews.
• Delivers expert-level portfolio planning and investment knowledge.
• Performs investment performance reviews and ensures compliance.

Kenntnisse

Relationship management

Prospecting

Financial planning

Compliance knowledge

Ausbildung

High School Diploma or GED

Jobbeschreibung

Please Note: This opportunity is not a direct position with Cetera Financial Group. Accepted applicants will become affiliated with Cetera Investment Services LLC (marketed as Cetera Financial Institutions), a broker-dealer that supports and grows wealth management programs on bank or credit union premises.

Job Description:

At Regions, the Financial Advisor establishes a portfolio of bank customers based on meeting the financial objectives of the customer through sound advice and guidance. This advice will be based on a deep understanding of the customer’s current financial standing and short and long term goals. The ideal candidate is customer-focused and partnership centric with previous branch based Financial Advisor experience.

Primary Responsibilities

• Provides a broad range of investment solutions and products to help meet customer goals and offer in-depth guidance through Financial Planning services
• Identifies and follows up on all opportunities to establish customer relationships including prospecting, lead utilization, and local market/community involvement
• Builds and maintains a strong client network and pipeline
• Provides and demonstrates expert-level portfolio planning skills and comprehensive industry and investment knowledge
• Conducts and/or participates in investment performance and relationship reviews
• Keeps junior level staff informed about investment products and opportunities
• Adheres to compliance requirements and follows corporate and industry protocols

Requirements

• High School Diploma or GED
• Six (6) months of related experience
• Series 63 & 65 or Series 66
• Life Insurance License must be obtained within 60 days from employment start date

Preferences

• Certified Financial Planning, Chartered Financial Consultant and Certified Retirement Specialist
• Two (2) years of Financial Advisory experience

This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay. This position is incentive eligible.

Compensation for this role includes base compensation and variable compensation. Associates in this role have total compensation earning potential of $43,888 - $150,000+.

Incentive Pay Plans:

This role is eligible to participate in a commission incentive plan. Employees have the potential to earn commission based on performance against defined metrics and goals.

Benefits Information

Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.

• 401K with Company Match
• Medical, Dental and Vision Benefits
• Disability Benefits

Your Benefits | Regions Bank

Job Seekers with a Disability

Regions is committed to working with and providing reasonable assistance to individuals with physical and mental disabilities. If you are an individual with a disability requiring an accommodation at any point in the application or hiring process, please email your request to [e-mail] or leave a voice message at [phone]. Only requests for a disability based accommodation should be communicated through this central email or telephone number. General employment questions cannot be accepted or processed through this process and will not receive a response.

Equal Opportunity Employer/including Disabled/Veterans