Financial Advisor

Regions Bank; Beverly Hills (CA); On-site; USD 70,000 - 90,000; Full time

Benefits offered by this job

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Life Insurance

Job summary

Regions Bank in Beverly Hills, California is looking for a Financial Advisor to build and manage customer portfolios while providing expert financial guidance. The ideal candidate should have experience in banking and a strong focus on customer relationships.

Key responsibilities include offering investment solutions and ensuring compliance with industry regulations. Candidates should possess relevant licenses and are encouraged to apply if they meet the education and experience criteria.

Qualifications

• High School Diploma or GED required.
• Experience as a Financial Advisor or similar role.
• Must obtain Life Insurance License within 60 days of employment.

Responsibilities

• Provide investment solutions to meet customer goals.
• Establish and maintain customer relationships.
• Conduct investment performance reviews.

Skills

Customer-focused approach

Portfolio planning skills

Investment knowledge

Networking abilities

Education

High School Diploma or GED

Bachelor's degree (preferred)

Tools

Series 7

Series 63 & 65 or Series 66

Job description

Job Description

At Regions, the Financial Advisor establishes a portfolio of bank customers based on meeting the financial objectives of the customer through sound advice and guidance. This advice will be based on a deep understanding of the customer’s current financial standing and short and long term goals. The ideal candidate is customer-focused and partnership centric with previous branch‑based Financial Advisor experience.

Primary Responsibilities

• Provides a broad range of investment solutions and products to help meet customer goals and offer in‑depth guidance through Financial Planning services.


• Identifies and follows up on all opportunities to establish customer relationships including prospecting, lead utilization, and local market/community involvement.


• Builds and maintains a strong client network and pipeline.


• Provides and demonstrates expert‑level portfolio planning skills and comprehensive industry and investment knowledge.


• Conducts and/or participates in investment performance and relationship reviews.


• Keeps junior level staff informed about investment products and opportunities.


• Adheres to compliance requirements and follows corporate and industry protocols.

Requirements

• High School Diploma or GED.


• Six (6) months of related experience.


• Series 7.


• Series 63 & 65 or Series 66.


• Life Insurance License obtained within 60 days from employment start date.

Preferences

• Bachelor's degree.


• Certified Financial Planning.


• Chartered Financial Consultant.


• Certified Retirement Specialist.


• Two (2) years of Financial Advisory experience.

Benefits

• Paid Vacation/Sick Time.


• 401K with Company Match.


• Medical, Dental and Vision Benefits.


• Disability Benefits.


• Health Savings Account.


• Flexible Spending Account.


• Life Insurance.


• Parental Leave.


• Employee Assistance Program.


• Associate Volunteer Program.

Location

Beverly Hills, Florida.

Equal Opportunity Employer/including Disabled/Veterans.

Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the posting date. Job postings for higher‑volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.