Finance Audit Lead — Data-Driven Controls & Risk

Capital One; Richmond (VA); Hybrid; USD 110,000 - 125,000; Full time

Job summary

Capital One is seeking a Principal Auditor to support the Finance Audit team, focusing on accounting, regulatory reporting, treasury risks, and related controls. The role involves leading audits, designing procedures, and coaching staff in a hybrid, multi-office environment across the United States.

The ideal candidate has 4+ years in auditing or equivalent fields, professional certifications, and a strong data-analytic mindset.

Qualifications

• Bachelor's Degree or military experience.
• 4+ years of experience in auditing, accounting, financial analysis, or compliance.
• 5+ years of auditing/accounting/financial analysis/compliance.
• 2+ years of banking or financial services experience.
• 1+ year of data analysis in support of internal auditing.
• Master’s Degree in Accounting/Finance or MBA.
• CIA/CPA/CFA/FRM or relevant certification.

Responsibilities

• Lead small audits or own completion of significant components of larger audits.
• Develop engagement planning documentation and audit programs to ensure coverage of risks.
• Design and execute audit procedures to verify internal controls and identify gaps.
• Document auditee processes, review evidence, and prepare draft findings.
• Establish relationships with stakeholders and communicate audit progress clearly.
• Plan and prioritize work across the team and handle multiple priorities.
• Provide coaching and feedback to audit staff, including junior associates.

Skills

Auditing

Accounting

Regulatory knowledge

Data analytics

Leadership

Education

Bachelor's degree or military experience

Master’s Degree in Accounting

Master’s Degree in Finance

MBA

Job description

Capital One is seeking a Principal Auditor to support the Finance Audit team, focusing on accounting, regulatory reporting, treasury risks, and related controls. The role involves leading audits, designing procedures, and coaching staff in a hybrid, multi-office environment across the United States.

The ideal candidate has 4+ years in auditing or equivalent fields, professional certifications, and a strong data-analytic mindset.