Equities Surveillance Analyst - Hybrid, AI-Driven

Cedar Cares, Inc; Lenexa (KS); On-site; USD 72,000 - 94,000; Full time

Benefits offered by this job

Fair and competitive salary

Generous paid time off

Flexible, hybrid work environment

Health, dental and vision benefits

2:1 401(k) match

Employee stock purchase plan

Tuition assistance

Volunteer opportunities

Job summary

Cboe Global Markets is seeking a Surveillance Analyst to analyze real-time data and detect possible violations of Exchange rules. You will document findings and support investigations while staying current on industry trends to inform program priorities.

The role emphasizes collaboration with regulatory technology and investigations teams, as well as leveraging AI to enhance surveillance capabilities and ensure accurate alerting.

Qualifications

• Bachelor's degree required; economics, business, accounting, CS, or finance preferred.
• 2+ years of work experience in surveillance or regulatory roles is desirable.
• Strong research and analytical skills with quantitative and qualitative analysis.

Responsibilities

• Analyze real-time data and patterns to detect violations of Exchange rules.
• Document findings with clear supporting evidence for investigations.
• Maintain internal policies related to the Surveillance Program.
• Stay updated on regulatory actions and market events informing priorities.
• Leverage AI and emerging tech to enhance surveillance effectiveness.
• Calibrate surveillance parameters and alert thresholds for accuracy.
• Collaborate with regulatory technology and investigations teams.

Skills

Analytical thinking

Written communication

Verbal communication

MS Office proficiency

Independent work

Education

Bachelor's degree

Economics, Business, Accounting, CS, or Finance preferred

Tools

SQL

VBA

Access

Job description

Cboe Global Markets is seeking a Surveillance Analyst to analyze real-time data and detect possible violations of Exchange rules. You will document findings and support investigations while staying current on industry trends to inform program priorities.

The role emphasizes collaboration with regulatory technology and investigations teams, as well as leveraging AI to enhance surveillance capabilities and ensure accurate alerting.