Entry Level - Wealth Management Associate

Equitable Advisors; Dallas (TX); On-site; USD 42,000 - 68,000; Full time

Benefits offered by this job

Complete benefits package

Personalized training and support

Work-life balance with remote work technology

Remote work tech

Job summary

A leading financial services firm is seeking an Entry Level Wealth Management Associate in Dallas, Texas. The role includes recruiting professionals, ensuring compliance, and maintaining profitable practices. Candidates should be motivated self-starters with excellent interpersonal skills. A four-year degree is preferred but not required. This full-time role offers comprehensive training and opportunities for advancement in the finance sector.

Qualifications

• Ability to draw upon personal experiences to develop markets.
• Must attain state life and health licenses and FINRA exams.
• Open to candidates from diverse educational and professional backgrounds.
• Team player who possesses excellent interpersonal skills and communication abilities, with a high degree of self-confidence.
• Ability to draw upon past/present experiences and acquaintances to develop markets and sustain long-term relationships.

Responsibilities

• Recruit and select new financial sales professionals.
• Ensure compliance oversight and maintain profitable sales practices.
• Demonstrate proficiency in financial professional roles.
• Demonstrates a high level of proficiency in their role as a Financial Professional.

Skills

Results-driven attitude

Excellent interpersonal skills

Strong work ethic

Self-starter mentality

Communication abilities

Education

Four-year college degree

Tools

State life & health licenses

SIE

FINRA Series 7

FINRA Series 66

Job description

Entry Level - Wealth Management Associate

At Lemnis Capital, we value your ambition. We work hard to create a culture where you can move forward as fast as you’re capable. Our LC Elite Program is an established management track designed to help accelerate your success as a Wealth Management Associate.

After completing the necessary requirements of an Equitable Advisors Financial Professional, you have the opportunity to join the 2‑year management track and be on the path to becoming a vice president or district manager for the affiliated broker dealer Equitable Advisors LLC. Equitable Advisors’ training systems are designed to provide you with the skills and tools you need to succeed:

• Development sessions
• Advanced coaching from peers, managers and executive leadership
• Professional Selling skills

Responsibilities

• Recruiting and selecting new financial sales professionals and supporting their development through training, coaching and joint‑work opportunities, fostering relationships with existing experienced financial professionals
• Ensuring compliance oversight and supervision
• Exemplifies the successful financial professional profile by maintaining a sound, profitable personal and district sales practice consistent with branch and company strategy
• Demonstrates a high level of proficiency in their role as a Financial Professional.

Requirements

With a wide range of successful financial professionals, prior educational focus and professional background does not necessarily dictate success. We see success with people directly out of college, frustrated professionals looking to begin new career opportunities and those already in the financial services industry seeking a more comprehensive platform. We also seek and develop people of all backgrounds built on our proud history and focus of developing diverse talent and enabling an inclusive work environment.

• A four‑year college degree is preferred but not required
• You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus)
• Results‑driven, highly motivated, self‑starter who possesses integrity, a strong work ethic and the desire to help others plan for and protect their financial futures
• Team player who possesses excellent interpersonal skills and communication abilities, with a high degree of self‑confidence
• Ability to draw upon past/present experiences and acquaintances to develop markets and sustain long‑term relationships

Note -- applicants must be authorized to work in the United States.

Benefits & Compensation

• Compensation you control and a complete benefits package
• Personalized and comprehensive training and support in all areas important to building your business
• Sponsorship as well as coaching to obtain the licensing required for hire
• Ability to focus in numerous areas from being a Certified Financial Planner, to a junior or senior partner in a firm model, to employee and executive benefits and other specialized areas of focus
• Ability to work jointly with senior joint‑work partners and to be coached by top performers
• Advancement and management opportunities
• A work‑life balance and access to a full suite of remote‑work technology solutions

If you are looking to expand your scope of impact with the support of a leading financial services firm, let’s connect!

The opportunity is that of a Financial Professional with Equitable Advisors, LLC and Equitable Network, LLC. Securities offered through Equitable Advisors, LLC (NY, NY 212‑314‑4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC‑registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC. Lemnis Capital is not a registered investment advisor and is not owned or operated by Equitable Advisors or Equitable Network. AGE‑7040032.1(10/24)(Exp.10/26)

Seniority Level

Entry level

Employment Type

Full‑time

Job Function

Finance