Ecomms Surveillance

The RP Research; Dallas (TX); On-site; USD 90,000 - 120,000; Full time

Job summary

The RP Research in Dallas is seeking experienced Communication Surveillance professionals for a major investment bank to join its compliance team. The role focuses on monitoring employee communications to identify market abuse and other financial crime risks across Global Markets.

You will review electronic communications such as email, instant messaging, and Bloomberg chat, develop surveillance scenarios, and support case investigations and escalations.

Qualifications

• Experience in communication surveillance within a financial services context.
• Experience reviewing email, chat, and Bloomberg communications.

Responsibilities

• Monitor and review employee communications to identify market abuse and other financial crime or compliance risks.
• Develop surveillance scenarios and tune alerting rules; support investigations and escalation processes.
• Collaborate with Global Markets teams to enhance surveillance controls.

Skills

Communication Surveillance experience

Job description

We are recruiting for a major investment bank in Dallas and are looking to connect with experienced Communication Surveillance professionals.

The roles will focus on monitoring and reviewing employee communications to identify potential market abuse, misconduct and other financial crime or compliance risks across the investment banking and Global Markets businesses.

The Role:

• Communication Surveillance experience within an investment bank or global financial services environment.
• Experience reviewing electronic communications, including email, instant messaging and Bloomberg chat.
• Knowledge of surveillance scenarios, alert investigations, escalation processes and case management.
• Understanding of market abuse, insider dealing, information barriers and employee conduct risks.
• Experience working with surveillance platforms, tuning scenarios and enhancing surveillance controls.