Dynamic Securities Trader - Fast-Paced Desk, Client Impact

Lincoln Investment; Philadelphia (Philadelphia County); Presencial; USD 60 000 - 85 000; Tempo integral

Resumo da oferta

Lincoln Investment is a leading independent broker-dealer and registered investment advisor headquartered near Philadelphia. The Securities Trade Desk team provides fast-paced trade execution across equities, fixed income, options, and mutual funds, with attention to margin activity, corporate actions, and regulatory compliance.

We seek candidates with 1–3 years of experience in selling/trading securities, familiarity with Pershing NetX360, and a finance-related degree.

Qualificações

• FINRA Series 7 and 63 or 66 required.
• FINRA Series 24, 4, and 53 a plus.
• Bachelor's degree in business, marketing or finance preferred or equivalent work related experience.

Responsabilidades

• Call center environment taking calls from representatives, clients, and both internal and external partners from 8:30 AM to 5:00 PM Eastern.
• Analyze, identify, and resolve basic problems with clearing firm and representatives relating to client accounts.
• Respond to inquiries from representatives regarding department policies and procedures, trading practices, clearing firm and industry procedures.
• Coach representatives on industry best practices and procedures. Ensure compliance with FINRA, SEC, other regulatory & Lincoln procedures in conversations and other communications with representatives.
• Executes security transactions to achieve the best possible result for client and representatives.
• Review and approve trades.
• Provide accurate and timely review and processing of all trade desk supported activities.
• Review requests for clearing firm and Lincoln good order standards.

Conhecimentos

Investment knowledge

Client service

Trading support

Regulatory compliance

Communication

Formação académica

FINRA Series 7

FINRA Series 63

Bachelor's degree in finance

Ferramentas

Pershing NetX360

Descrição da oferta de emprego

Lincoln Investment is a leading independent broker-dealer and registered investment advisor headquartered near Philadelphia. The Securities Trade Desk team provides fast-paced trade execution across equities, fixed income, options, and mutual funds, with attention to margin activity, corporate actions, and regulatory compliance.

We seek candidates with 1–3 years of experience in selling/trading securities, familiarity with Pershing NetX360, and a finance-related degree.