Director, Regulatory Policy

Phaxis; Jersey City (NJ); On-site; USD 175,000 - 225,000; Full time

Job summary

A financial services firm in New Jersey seeks a Regulatory Policy Director to lead regulatory reporting policies. The role requires 8+ years of experience in regulatory policy and strong knowledge of U.S. GAAP. You will be responsible for advising on regulatory requirements, reviewing reports, and engaging with industry regulators. The ideal candidate is skilled in analytical writing and communication. This is a full-time position offering a competitive salary range of $175,000 to $225,000 per year.

Qualifications

• 8+ years of regulatory policy or reporting experience.
• Deep knowledge of U.S. GAAP and regulatory rules.
• Capital rules expertise required; JFSA experience is a plus.

Responsibilities

• Develop and interpret regulatory reporting policies and guidance.
• Advise on U.S. regulatory and Basel requirements.
• Review key regulatory reports (Y-9C, FFIEC 002, etc.).
• Draft comment letters and engage with regulators.
• Assess regulatory impacts of new products and transactions.
• Deliver training and strengthen governance and controls.

Skills

Analytical skills

Writing skills

Communication skills

Education

Bachelor's degree

Job description

Regulatory Policy Director – Global Investment Banking Client

Base pay range: $175,000.00/yr – $225,000.00/yr

Responsibilities

• Develop and interpret regulatory reporting policies and guidance
• Advise on U.S. regulatory and Basel requirements across multiple entities
• Review key reports (Y-9C, FFIEC 002, 2052a, Y-14, Y-15, FOCUS)
• Draft comment letters and engage with regulators and industry groups
• Assess regulatory impacts of new products/transactions
• Support Basel III Endgame implementations and cross-functional initiatives
• Deliver training and strengthen governance and controls

Qualifications

• Bachelor's degree; 8+ years regulatory policy or reporting experience
• Deep knowledge of U.S. GAAP, U.S. regulatory rules, and Client standards
• Strong analytical, writing, and communication skills
• Capital rules expertise required; JFSA experience a plus

Seniority level

Director

Employment type

Full-time

Job function

Accounting/Auditing and Finance

Industries

Accounting and Financial Services