Director of Investments

Taoshi, Inc; United States; Remote; USD 180,000 - 220,000; Full time

Job summary

An established industry player is seeking a Director of Investments to lead regulatory compliance and client portfolio management. This pivotal role involves securing necessary licenses, overseeing business development, and ensuring compliance with industry standards. You will collaborate with cross-functional teams to drive strategic initiatives and enhance market position. Join a forward-thinking company at the forefront of the decentralized finance revolution, where your expertise will shape the future of financial services. Embrace the opportunity to work remotely while contributing to a dynamic and innovative environment dedicated to transforming finance.

Benefits

Medical insurance

Vision insurance

401(k)

Paid maternity leave

Paid paternity leave

Qualifications

• 10+ years in financial services with regulatory compliance expertise.
• Possession of Series 65 and Series 3 licenses is mandatory.

Responsibilities

• Oversee licensing and compliance for RIA and hedge fund operations.
• Drive business development and manage client relationships.

Skills

Regulatory Compliance

Client Portfolio Management

Business Development

Analytical Skills

Communication Skills

Education

Bachelor’s degree in Finance

Advanced degrees or certifications (CFA, CAIA)

Job description

This range is provided by Taoshi, Inc. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$180,000.00/yr - $220,000.00/yr

Additional compensation types

Annual Bonus and Stock options

Senior Associate @ SCGC Search | VC & Engineering

Company Description

At Taoshi, we’re at the forefront of the Bittensor revolution. Since our founding in 2023, we’ve been dedicated to transforming the future of finance. We develop dynamic subnetworks where decentralized AI and machine learning analyze data across various asset classes. As a pivotal part of the Bittensor ecosystem, we’re not just engaging with the blockchain revolution; we’re leading it by delivering advanced data that empowers users to make informed financial decisions.

We aim to disrupt financial market trading by democratizing access to sophisticated and ever-evolving trading strategies.

Taoshi is led by domain experts with over two decades of combined experience in the crypto industry, and extensive leadership and work experience across globally renowned organizations, including LinkedIn, NASA, and Tesla.

Join us, as we build a brighter, more informed, and decentralized future, one subnetwork at a time.

About the Role

Taoshi is seeking a Director of Investments to lead licensing, regulatory compliance, and client portfolio management as we transition Taoshi into a Registered Investment Advisor (RIA) and introduce our automated trading platform subsidiary, Glitch Financial, to US customers. This role will oversee business development and compliance oversight to meet regulatory requirements while managing our trading strategies and developing strategic relationships. The Director of Investments will obtain and maintain proper licenses (specifically a Series 65 and Series 3) and ensure alignment with industry standards. We are looking to expand our financial services and are exploring operating a hedge fund that trades forex, equities, crypto, and commodities. Our specialized team will continue to manage trading strategies and deliver a world-class SaaS trading platform via Glitch Financial.

All team members work remotely.

The US base salary range for this full-time position is $180,000 - $220,000, with additional performance-based bonuses, equity options, and benefits.

Key Responsibilities

Regulatory Licensing & Compliance:

1. Secure and maintain the necessary regulatory licenses, including Series 65 and Series 3, to ensure full compliance for operating as an RIA and a commodity advisor.
2. Develop and implement compliance strategies to meet all regulatory requirements across asset classes including forex, equities, crypto, commodities, and ETFs.
3. Liaise with legal and regulatory bodies to facilitate smooth licensing processes, timely filings, and adherence to industry standards.
4. Oversee the management of clients and portfolios, ensuring they comply with regulatory standards and align with Taoshi’s strategic objectives.
5. Collaborate with the trading strategy team to ensure that investment performance is accurately communicated to clients and stakeholders.
6. Supervise the preparation and distribution of performance reports, regulatory filings, and essential documentation.

Business Development & Client Relationship Management:

1. Serve as the primary liaison with clients, institutional investors, and strategic partners, fostering long-term relationships.
2. Drive business development initiatives to expand our client base and uncover new investment opportunities.
3. Identify and pursue strategic partnerships to enhance Taoshi’s market position and growth prospects.

Strategic Collaboration:

1. Work cross-functionally with internal teams including legal, compliance, trading, and data science to ensure a cohesive operational strategy.
2. Provide strategic insights and recommendations to executive leadership to support ongoing growth and regulatory excellence.

Required Qualifications

Licensing & Experience:

1. Mandatory: Possession of active Series 65 and Series 3 licenses (or the ability to obtain them promptly) is required to meet our compliance standards for operating as an RIA and hedge fund.
2. 10+ years of experience in financial services, with a strong focus on regulatory licensing, compliance, or client portfolio management.
3. Proven track record managing client funds and portfolios in a regulated environment.

Education & Certifications:

1. Bachelor’s degree in Finance, Economics, Business Administration, or a related field.
2. Advanced degrees or certifications such as CFA, CAIA, etc., are a plus.
3. In-depth knowledge of RIA requirements, licensing processes, and regulatory compliance related to multiple asset classes.
4. Strong analytical, organizational, and strategic planning skills.
5. Excellent verbal and written communication abilities, with experience engaging regulatory bodies, clients, and internal stakeholders.
6. Demonstrated success in driving business development initiatives and managing complex client relationships.
7. Familiarity with forex, equities, crypto, commodities, and ETFs is beneficial.

Recommended Qualifications

1. Experience in the crypto space and/or decentralized finance.
2. Prior experience balancing compliance management with business development responsibilities.
3. A proactive, innovative approach suited to a fast-paced, evolving financial environment.

Join us at Taoshi and play a critical role in ensuring our operations meet the highest regulatory standards while driving business development and client success. We look forward to receiving your application!

Seniority level

Director

Employment type

Full-time

Job function

Finance and Sales

Industries

Software Development, Financial Services, and Information Services

Featured Benefits

Medical insurance

Vision insurance

401(k)

Paid maternity leave

Paid paternity leave