Director of Internal Audit – Wealth Management Controls

474 MS Services Group, Inc.; New York (NY); Hybrid; USD 108,000 - 155,000; Full time

Job summary

Morgan Stanley, a global financial services firm, seeks an experienced Internal Audit leader to execute end-to-end audits across MSPBNA Lending and Deposit Products. This director-level role emphasizes risk assessment, continuous monitoring, and issue verification within a robust control environment.

You will lead audit activities, coordinate with stakeholders, and ensure timely delivery while upholding Morgan Stanley's standards of integrity and excellence.

Qualifications

• Understanding of business line and key regulations relevant to coverage area.
• Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
• Ability to identify and analyze multiple data sources to inform point of view.
• Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly.
• A commitment to practicing inclusive behaviors
• At least 4 years' relevant experience would generally be expected to find the skills required for this role
• Relevant certifications (i.e., CIA, CPA, CFA, SIE, Series licenses) preferred

Responsibilities

• Identify risk and impact to coverage area to prioritize focus areas.
• Execute and lead assurance activities (audits, continuous monitoring, closure verification).
• Facilitate conversations with stakeholders on risks and how well managed.
• Assist in managing multiple deliverables per team priorities.
• Solicit and provide feedback; participate in training to develop self and peers

Skills

Risk assessment

Audit principles

Stakeholder communication

Data analysis

Inclusive behaviors

Experience 4+ years

Certifications (CIA CPA CFA SIE)

Job description

Morgan Stanley, a global financial services firm, seeks an experienced Internal Audit leader to execute end-to-end audits across MSPBNA Lending and Deposit Products. This director-level role emphasizes risk assessment, continuous monitoring, and issue verification within a robust control environment.

You will lead audit activities, coordinate with stakeholders, and ensure timely delivery while upholding Morgan Stanley's standards of integrity and excellence.