Director of Compliance & Regulatory Strategy

EverPeak; New York (NY); Hybrid; USD 150.000 - 225.000; Vollzeit

Benefits dieser Stelle

Flexible PTO

Parental and caregiver leave

401(k) matching

Health, dental, and vision plans

Remote-first culture

Zusammenfassung

Attune is seeking a Director of Compliance to oversee all compliance efforts across the organization, reporting to the Legal Team and the Chief Underwriting Officer. You will partner with executive leadership, manage regulatory relationships with state departments, and drive policy, training, and internal controls to keep Attune well-governed.

Based in the U.S. with hybrid or remote options, you will lead audits, advise on regulatory matters, and ensure timely licensure and reporting while

Qualifikationen

• 10-15 years of experience with an insurance producer or Property & Casualty insurer in a compliance-related function.
• Juris Doctor degree and an active law license in good standing are a plus.
• Experience building and managing a compliance function.

Aufgaben

• Ensure the company adheres to valid standard rules and regulations set forth by state Departments of Insurance (DOIs) and other applicable agencies.
• Deliver consultative services through the identification of corporate compliance needs and regulatory requirements through in-depth analysis.
• Make appropriate recommendations and develop internal standards and procedures as needed in the execution of internal best practices and establishment of internal controls.
• Identify and communicate areas of legal and regulatory compliance opportunities through internal committee membership, proactive regulatory involvement, risk assessments, system reporting, employee surveying, leveraging internal/external partnerships, and/or analysis of various data sources.
• Serve as corporate compliance resource expert to employees, management, and executives regarding regulatory and corporate compliance business standards.
• Assist counsel in advising senior management on regulatory and compliance-related matters.
• Ensure day-to-day activities are consistent with laws, rules, discipline strategies, and standard processes.
• Lead Fraud Prevention training and working with the carrier's Special Investigation Unit (SIU), as required.
• Ensure all required personal, entity, and sub-producer license requirements are met and up-to-date.
• Ensure that all required statutory and tax reporting is filed accurately and on time, including those required by surplus lines.
• Serve as the initial Compliance liaison for carriers, regulators, and other entities.
• Oversee the Office of Foreign Asset Control (OFAC) compliance program.
• Perform niche audits of insurance operations processes and outside vendors to ensure compliance with internal, industry, and contractual best practices.
• Assist with directing compliance programs and training other employees in compliance.
• Assist with other compliance/legal matters and special projects.

Kenntnisse

Regulatory analysis

Cross-functional collaboration

Regulatory compliance

Policy development

Communication

Ausbildung

Juris Doctor

Jobbeschreibung

Attune is seeking a Director of Compliance to oversee all compliance efforts across the organization, reporting to the Legal Team and the Chief Underwriting Officer. You will partner with executive leadership, manage regulatory relationships with state departments, and drive policy, training, and internal controls to keep Attune well-governed.

Based in the U.S. with hybrid or remote options, you will lead audits, advise on regulatory matters, and ensure timely licensure and reporting while