Director, Legal Counsel — Hybrid, Regulatory & Contracts Leader

Charles Schwab; Austin (TX); Hybrid; USD 180,000 - 260,000; Full time

Benefits offered by this job

401(k) with company match

Paid vacation and sabbatical every 5 y

Parental leave and family benefits

Tuition reimbursement

Health, dental, vision insurance

Job summary

Charles Schwab is seeking an experienced attorney in Austin to support Schwab Investment Management with regulatory and contractual matters. You will draft, negotiate, and file funds-related documents, advise on compliance, and work with internal teams and outside counsel to manage risk.

The role requires a JD and bar admission, 5–10 years in financial services law, and strong communication skills. Hybrid work model offered in the Austin area.

Qualifications

• Juris Doctor (JD) from a top-tier law school or equivalent with active state bar.
• 5–10 years legal experience in large broker-dealer or asset management firms; in-house preferred.
• Strong drafting and attention to detail.
• Ability to analyze contracts and provide practical solutions.
• Developed negotiation skills and ability to engage with counterparties.
• Excellent written and verbal communication; able to present to senior leaders.

Responsibilities

• Prepare and file prospectuses and registration statements.
• Advise on legal and regulatory requirements for registered funds, including money market funds (Rule 2a-7).
• Draft and negotiate agreements with third party service providers.
• Draft and negotiate repurchase agreements.
• Assist with annual, quarterly, and current reports.
• Provide legal guidance on marketing, disclosures, policies, and procedures.
• Monitor regulatory developments and advise the business on impact.
• Collaborate with outside counsel and Schwab legal teams to align priorities.

Skills

JD/Bar admission

Regulatory experience

Legal drafting

Contract negotiation

Communication skills

Independence

multitasking

Education

Top law school JD or equivalent

Job description

Charles Schwab is seeking an experienced attorney in Austin to support Schwab Investment Management with regulatory and contractual matters. You will draft, negotiate, and file funds-related documents, advise on compliance, and work with internal teams and outside counsel to manage risk.

The role requires a JD and bar admission, 5–10 years in financial services law, and strong communication skills. Hybrid work model offered in the Austin area.