Director (AVP) - Prime Brokerage Client Operations

PowerToFly; South Jordan (UT); On-site; USD 120,000 - 150,000; Full time

Benefits offered by this job

Comprehensive employee benefits

Diversity and inclusion initiatives

Opportunities for professional growth

Job summary

A leading financial services company is seeking a Director in ISG Equity Operations to oversee complex operational processes and manage client-facing activities. The successful candidate will demonstrate expertise in the end-to-end trade lifecycle and a strong risk management mindset. Key responsibilities include supporting global projects and providing insights to senior management. A commitment to operational excellence and a collaborative approach with global stakeholders are essential for success in this role.

Qualifications

• Minimum qualifications require typically 2+ years of relevant experience.
• Demonstrated ability to implement controls and procedures is essential.
• Strong risk management mindset is necessary for the role.

Responsibilities

• Oversee complex operational processes across the full trade lifecycle.
• Serve as a subject matter expert in Prime Brokerage Client Operations.
• Identify operational risks and escalate issues with clear recommendations.

Skills

E2E trade lifecycle understanding

Client Operations experience

Operational procedures design

Risk awareness

Strong communication skills

Microsoft Office proficiency

Job description

We're seeking someone to join our team as a Director in ISG Equity Operations within Prime Brokerage Client Operations. This is a senior, hands on technical role, designed for an experienced operations professional who brings deep product and process expertise, a strong risk mindset, and a passion for delivering best in class client service. The successful candidate will operate as a trusted subject matter expert, partnering closely with global stakeholders to support complex operational processes across global markets.

In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is a Team Specialist position at Director level within Product Support & Services, which is responsible for providing transaction support and managing post execution processes.

Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals.

Interested in joining a team that’s eager to create, innovate and make an impact on the world? Read on…

What you’ll do in the role:

As a Director within Prime Brokerage Client Operations, you will:

• Execute and oversee complex operational processes across the full trade lifecycle, from execution through settlement
• Serve as a subject matter expert for Prime Brokerage Client Operations, supporting Equity and Fixed Income products
• Investigate and resolve complex client and market breaks, driving root cause analysis and sustainable process improvements
• Identify operational risk in day to day activities and escalate issues appropriately with clear, data driven recommendations
• Partner closely with global stakeholders across Operations, Business Units, Technology, and Risk & Control
• Contribute to and support global projects and change initiatives, with a strong focus on disciplined execution
• Provide clear, timely reporting and insights to senior management and key stakeholders
• Ensure operational procedures are accurate, current, and consistently adhered to
• Manage client facing operational activities, including trade amendments, client queries, and reporting within agreed service levels

What you'll bring to the role:

• Act as a culture carrier across Operations, demonstrating Morgan Stanley's core values of Doing the Right Thing, Putting Clients First, Leading with Exceptional Ideas, and Giving Back Qualifications & Experience
• Strong understanding of the end to end trade lifecycle, from execution through settlement
• Proven experience within Client Operations, including break and fails management
• Demonstrated ability to design, assess, and implement operational procedures and controls
• Deep subject matter expertise with the ability to balance client requirements against firm risk and control standards
• Ability to operate independently, set priorities, and resolve complex, non standard issues with minimal supervision
• Strong risk awareness and control mindset
• Experience supporting or delivering operational projects and change initiatives
• Strong communication skills and the ability to partner effectively with global stakeholders
• Proficiency in Microsoft Office applications
• Typically, 2+ years of relevant experience required; materially more experience expected at Director level

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).