Director, Asset Management Treasurer's Office

Soteriare; Merrimack (NH); On-site; USD 90,000 - 150,000; Full time

Job summary

An established industry player is seeking a Director of Transfer Agent Oversight to lead the oversight program for Fidelity Funds. In this pivotal role, you will engage with Fidelity’s Transfer Agents to ensure compliance with Fund policies and enhance operational efficiency. Your expertise will guide the development of new policies and influence senior management decisions. This position offers a unique opportunity to impact the fiduciary oversight of investment operations within a diverse and inclusive workplace that values your contributions. Join a team committed to excellence and making financial expertise accessible to all.

Qualifications

• 9+ years of industry experience with 4+ years in mutual fund operations.
• Strong communication, research, and organizational skills are essential.

Responsibilities

• Oversee Fidelity Funds Transfer Agent functions and ensure compliance.
• Develop processes for monitoring operational efficiency and policy adherence.

Skills

Industry experience

Mutual fund operations

Transfer agent knowledge

Communication skills

Research and analytical skills

Organizational skills

Judgment and decision-making

Education

Bachelor's degree or equivalent

Job description

Director, Asset Management Treasurer's Office

Apply locations: Merrimack, NH; 245 Summer St, Boston, MA

Time type: Full time

Posted on: Posted 2 Days Ago

Job requisition id: 2108450

Job Description:

The Role:

As a Director of Transfer Agent Oversight in Asset Management’s Treasurers Office, you will be responsible for supporting the oversight program related to the Fidelity Funds Transfer Agent functions. You will interact directly with Fidelity’s Transfer Agents to evaluate their operations and system capabilities in order to ensure compliance with Fund policies, and will craft, develop, and implement processes for monitoring operational efficiency. As a specialist on Fidelity’s Fund policies, you will work with senior levels of management to either modify current Fund policies or set new policies and will make recommendations on complex, technical operational issues. You will engage with various groups within Fidelity on new products and product changes to ensure appropriate policies, controls, and disclosures are in place. Finally, the Director may participate in other departmental initiatives as determined by the Vice President Transfer Agent Oversight.

The Expertise and Skills You Bring:

1. A minimum of 9 years industry or equivalent experience
2. 4+ years mutual fund operations or transfer agent related experience
3. A Bachelor’s degree or equivalent
4. Knowledge of Transfer Agent risk and/or compliance a plus
5. Ability to influence business partners and build strong relationships with Senior Leaders
6. Excellent verbal, written and formal presentations communication skills
7. Possess strong research and analytical skills
8. Ability to apply sound judgment to spot issues, assess risks, and identify items requiring escalation
9. Possess excellent organizational skills
10. Ability to make and effectively communicate decisions
11. Unwavering dedication to accuracy, quality, and completion of tasks

The Team:

The Asset Management Treasurers Office provides fiduciary oversight of Fidelity’s funds, shareholder activity, and service providers. We use industry knowledge, technical experience, and our responsibility as fiduciaries to set and monitor adherence to fund policies, and we support the Funds’ Boards of Trustees in fulfilling their responsibilities to the Fidelity Mutual Funds. In addition to overseeing Fidelity’s existing products, we also actively support Asset Management’s efforts to expand investment capabilities by ensuring appropriate oversight is in place for new products prior to implementation.

Certifications:

Category:

Investment Operations

Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.

At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com.

Fidelity Investments is an equal opportunity employer.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation please contact the following:

For roles based in the US: Contact the HR Leave of Absence/Accommodation Team by sending an email to [e-mail], or by calling 800-835-5099, prompt 2, option 2

For roles based in Ireland: Contact [e-mail]

For roles based in Germany: Contact [e-mail]