Consultant - Chief Compliance Officer (Fractional/Contract Role)

Arootah; New York (NY); Remote; Part time

Job summary

Arootah is seeking Hedge Fund/Family Office Chief Compliance Officers to provide expert consultancy on compliance practices. The role allows for remote work with flexible hours, focusing on effective client solutions and ensuring compliance with SEC regulations while offering a competitive hourly rate.

Benefits

Autonomy in your work

Flexible hours

Access to Digital Wellness Center

Culture of continuous improvement

Qualifications

• Experience at a financial services or hedge fund firm with SEC regulations.
• Experience as a Chief Compliance Officer, Director of Compliance, or Compliance Officer.
• Skill in building rapport with diverse clients.

Responsibilities

• Advise clients on compliance and help develop action plans.
• Break goals into actionable steps and evaluate progress.
• Implement compliance policies and maintain records.

Skills

Effective written and verbal communication

Problem-solving

Critical thinking

GAP analysis

Personable

Tools

Excel

PowerPoint

Job description

Join our experienced roster of consultants that support Hedge Funds and Family Offices. Arootah is a personal and professional development leader in the Investment and Financial Services industry. Our mission is to provide top business advisory services to our hedge fund client base. We focus our Business Consulting on the multi-faceted needs of Hedge Funds and Family Offices.

Arootah was founded by Rich Bello, the Co-Founder and COO of the industry-leading $10 billion hedge fund, Blue Ridge Capital. Rich brings more than 30 years of experience, including leadership positions at Morgan Stanley, Tiger Management, and Ernst & Young.

Visit us at https://arootah.com/hedge-fund-advisory/ for more information.

WHO YOU ARE:

Arootah is searching for Hedge Fund/Family Office Chief Compliance Officers to advise clients on industry best practices. As a Compliance Consultant, you will work with our hedge fund and family office clients toprovide expert advice. Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a full compliance program for a leading hedge fund or family office.

What You'll Do

• Work with clients on a part-time, temporary, or ad-hoc basis to solve their most pressing compliance needs
• Help the client develop realistic and effective monthly action plans
• Identify internal and contextual roadblocks
• Break apart goals into actionable steps
• Devise a plan of action for each goal
• Provide the client with resources associated with implementing their action plan
• Teach and mirror successful and positive techniques
• Implement policies, procedures, and control measures
• Evaluate each client’s advancement toward goal actualization through key performance indicators (KPIs) and scoring matrices
• Maintain and share detailed and accurate records of consulting results (challenges, breakthroughs, etc.)

Qualifications

• Specific experience at a financial services or hedge fund firm working with the rules and regulations of the U.S. Securities and Exchange Commission.
• SEC audits and examinations
• Effective written and verbal communication skills
• Strong problem-solving and critical thinking skills, with a keen ability to perform GAP analysis and recommend best practices to achieve results
• Ability to build rapport and work with people from all over the world
• Effective communication
• Personable and relatability skills
• Basic computer skills
• Proficient in Excel and PowerPoint

Job Status

• Contractor
• Hours are based on the needs of the assigned client (0-40 hours per week).

$250 - $400 an hour

Work for a well-funded disruptor in the finance, wellness, and technology space

Culture of inspired continuous improvement in all areas of business and life

Autonomy in your work

The ability to work remote

Flexible hours

Access to our Digital Wellness Center, including past webinars, seminar videos, and workbooks