Compliance Testing Specialist

Foundation Finance Company Careers; United States; Remote; USD 55,000 - 60,000; Full time

Job summary

Foundation Finance Company is seeking a Compliance Testing Specialist to perform key compliance tests and support the compliance department. This full-time remote role offers a competitive salary and benefits including medical, vision, and 401(k). Ideal candidates will have a Bachelor’s degree and relevant experience.

Benefits

Medical insurance

Vision insurance

401(k)

Disability insurance

Qualifications

• Bachelor's degree from an accredited 4-year college or university.
• 2+ years of relevant experience preferred.

Responsibilities

• Perform compliance tests and ensure accurate results.
• Assist with remediation activities and root cause analyses.
• Provide compliance support for audits.

Skills

Compliance testing

Root cause analysis

Risk assessment

Education

Bachelor’s degree

2+ years relevant experience

Job description

Join to apply for the Compliance Testing Specialist role at Foundation Finance Company Careers

Join to apply for the Compliance Testing Specialist role at Foundation Finance Company Careers

Foundation Finance Company Careers provided pay range

This range is provided by Foundation Finance Company Careers. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$55,000.00/yr - $60,000.00/yr

The Compliance Testing Specialist is responsible for performing key tasks within the Company’s Compliance Testing function, including but not limited to performing compliance tests in accordance with the respective testing requirements, ensuring accurate results and reporting, performing root cause analyses, and assisting with remediation activities. The Compliance Testing Specialist also provides support to other Compliance department functions as needed.

Full-time | Remote* | USD $55,000.00 - USD $60,000.00 /Yr.

Essential Duties and Responsibilities

• Perform testing to assess the design and effectiveness of processes and controls, and to evaluate compliance with Company policies, laws, and regulations.
• Ensure that the Compliance Testing program provides adequate coverage of the Company’s compliance with established requirements.
• Identify areas of improvement in the Company’s Compliance Management System (CMS) and assess any relevant operational risks.
• Provide compliance support for external and outsourced internal audits as needed.
• Complete tracking logs, reports, and other documentation required under the Compliance Testing plan.
• Assist in periodic assessments of the Compliance Testing program to evaluate program effectiveness, determine testing emphasis, and identify areas of improvement.
• Participate in remediation activities and perform root cause analyses where appropriate.
• Engage in interdepartmental collaboration with other monitoring and testing functions at the Company to improve consistency of testing results and gain further insight into operational risks.

Minimum Qualifications:

• Bachelor’s degree from an accredited 4-year college or university; combination of education and experience OR 2+ years of relevant experience.

*Remote Work: Foundation Finance Company LLC requires that remote employees must reside in one of the following states to be considered for any of our remote positions: AL, AR, AZ, CO, CT, FL, GA, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NJ, NV, NY, OH, OK, OR, SC, TN, TX, UT, VA, WA, and WI.

About FFC:

At Foundation Finance Company (FFC), we help home improvement dealers across the U.S. grow their businesses through fast, flexible financing solutions. Headquartered in Rothschild, Wisconsin, we’ve grown from a kitchen-table startup into one of the fastest-growing consumer finance companies in the country. We’re proud to offer a workplace built on collaboration, innovation, and respect—where employees at every level are valued, empowered, and given the tools to succeed. Whether you’re working remotely or in-office, you’ll find opportunities to grow your career and make an impact.

Foundation Finance Company provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal, General Business, and Project Management

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Inferred from the description for this job

Medical insurance

Vision insurance

401(k)

Disability insurance

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