Compliance/Supervision Consultant.

Genesis10; United States; Remote; USD 80,000 - 100,000; Full time

Job summary

A leading staffing firm is seeking a Compliance Analyst to oversee new accounts and transactions, ensuring adherence to regulations. This fully remote position requires a Bachelor's degree and experience in financial services. The ideal candidate will have Series 7 and 24 registrations and proficiency in Microsoft Office tools. The company offers a competitive hourly wage and a comprehensive benefits package, fostering career growth and independence.

Benefits

Comprehensive benefits package

100% remote work flexibility

Career advancement opportunities

Qualifications

• 2–3 years of experience in the financial services industry.
• Series 7 and 24 registrations required.
• Ability to work independently with a high sense of ownership.

Responsibilities

• Review new accounts and transactions for compliance.
• Support advisors and clients with compliance requirements.
• Collaborate with the team for process efficiency.

Skills

Compliance knowledge

Analytical skills

Ownership accountability

Problem-solving skills

Education

Bachelor's degree

Tools

Microsoft Word

Microsoft Excel

Adobe

SharePoint

Job description

Overview

Employer Industry: Financial Services

Why consider this job opportunity:

• Salary of $30.00 per hour
• Opportunity for career advancement and growth within the organization
• 100% remote work flexibility
• Comprehensive benefits package including medical, dental, vision insurance, and 401K
• Support from an experienced and caring recruiting team
• Recognition as a Top Staffing Firm for work-life balance and career growth

Responsibilities

• Review new accounts, transactions, and trades to ensure compliance with regulations and company policies
• Apply knowledge of compliance requirements to support advisors and clients
• Demonstrate ownership and accountability in daily responsibilities
• Collaborate with team members and provide input on process efficiency
• Adapt to working with limited information while maintaining accuracy and diligence

Qualifications

• Bachelor\'s degree
• 2–3 years of experience in the financial services industry
• Series 7 and 24 registrations
• Proficiency with Microsoft Word, Excel, Adobe, and SharePoint
• Ability to work independently with a high sense of ownership and accountability

Preferred Qualifications

• Advertising compliance experience
• Strong analytical and problem-solving skills

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