Compliance Specialist I

Open Bank; Los Angeles (CA); Sur place; USD 55 000 - 75 000; Plein temps

Résumé du poste

Open Bank seeks a Compliance Specialist I to support day-to-day compliance for bank branches and CRA requirements. You’ll assist in data gathering, audits, and self-assessments, helping improve processes and procedures across the bank.

The role involves policy input, regulatory reviews, and collaborating with multiple departments to ensure adherence to banking laws and internal controls.

Qualifications

• Bachelor’s degree in Business Administration or related field or equivalent experience.
• Experience in banking and/or compliance, preferred.
• Ability to analyze and organize financial information and perform financial calculations.
• General knowledge of operations regulations, banking laws, and accounting practices.

Responsabilités

• Assist maintaining policies and procedures as needed, including forms and system input.
• Assist in periodic review and assessment of various compliance regulations as applicable to all departments of the bank.
• Keep informed of internal policies and practices.
• Review follow-up items addressed in previous internal audits and examinations.
• Support branches and departments in related compliance requirements and procedures.
• Assist CRA & Compliance Manager with documentation gathering and preparation for department internal audits and regulatory examinations as necessary.
• Assist in the identification and documentation of CRA data.

Connaissances

Banking compliance experience

Regulatory knowledge

Financial analysis

Organizational skills

Auditing awareness

Formation

Bachelor’s degree in Business Administration or related field

Description du poste

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Compliance Specialist I

Compliance Full Time Admin Support Los Angeles, CA, US

30+ days ago Requisition ID: 1279

Compliance Specialist I will assist the CRA & Compliance Manager in day to day compliance support for branches and to maintain current with bank compliance and CRA requirements. Will assist with the gathering of CRA data, audit checks, and self-assessments for various compliance areas. Will work on projects to improve processes, procedures and other issues.

JOB RESPONSIBILITY AND DUTIES:

• Assist maintaining policies and procedures as needed, including forms and system input.
• Assist in periodic review and assessment of various compliance regulations as applicable to the all departments of the bank.
• Keep informed of internal policies and practices.
• Review of follow-up items addressed in previous internal audits and examinations.
• Support branches and departments in related compliance requirements and procedures.
• Assist CRA & Compliance Manger with documentation gathering and preparation for department internal audits and regulatory examinations as necessary.
• Assist in the identification and documentation of CRA data.

QUALIFICATIONS:

• Bachelor’s degree in Business Administration or related field or equivalent experience.
• Experience in banking and/or compliance, preferred
• Ability to retain a broad knowledge of tasks performed in the operations functions.
• Ability to retain a broad knowledge of lending related compliance knowledge.
• Ability to analyze and organize financial information and perform financial calculations.
• General knowledge of operations regulations, banking laws, and accounting practices.