Compliance Specialist

Citizens Bank - Indiana; Mooresville (IN); Vor Ort; USD 60.000 - 85.000; Vollzeit

Zusammenfassung

Citizens Bank - Indiana is seeking a Compliance Specialist to support BSA/AML/CFT programs, consumer compliance, and the Compliance Management System. You will assist in monitoring adherence to laws, regulations, and Bank policies.

Responsibilities include monitoring and documenting suspicious activity investigations, preparing reports, HMDA reviews as backup, vendor management, training, and gathering documentation for exams and audits.

Qualifikationen

• High School Diploma or GED required; college preferred.
• Working knowledge of BSA/AML/CFT related laws and monitoring.
• Above-average computer skills with export/import to spreadsheets.

Aufgaben

• Assist day-to-day administration and monitoring of BSA/AML/CFT program.
• Conduct and document suspicious activity investigations and reports.
• Perform HMDA reviews as backup.
• Review compliance on vendor management and disclosures.
• Provide training on BSA/AML/CFT and Compliance policies.
• Gather documentation for regulatory exams and internal audits.
• Maintain Complaint Log and support quality reviews.

Kenntnisse

Analytical skills

Research abilities

English proficiency

Communication skills

Confidentiality

Planning and organization

Attention to detail

Ability to travel

Ausbildung

High school diploma or GED

College preferred

Jobbeschreibung

Job Objectives

The Compliance Specialist is responsible for supporting the administration and ongoing compliance of the Bank's Bank Secrecy Act (BSA), Anti-Money Laundering (AML)/Countering the Financing of Terrorism (CFT), Consumer Compliance, and Compliance Management System programs. The Compliance Specialist assists in monitoring and ensuring adherence to applicable laws, regulations, regulatory guidance, and Bank policies and procedures.

Job Objectives

The Compliance Specialist is responsible for supporting the administration and ongoing compliance of the Bank's Bank Secrecy Act (BSA), Anti-Money Laundering (AML)/Countering the Financing of Terrorism (CFT), Consumer Compliance, and Compliance Management System programs. The Compliance Specialist assists in monitoring and ensuring adherence to applicable laws, regulations, regulatory guidance, and Bank policies and procedures.

Essential Job Functions

• Assist with day-to-day administration and monitoring of the Bank Secrecy Act (BSA) and Anti Money Laundering (AML)/Countering the Financing of Terrorism (CFT) Program.
• Conduct and document suspicious activity investigations, prepare required reports, and ensure timely filing of applicable reports.
• Conduct HMDA reviews as a backup.
• Monitor and review the Bank's website for potential compliance issues and communicate identified concerns for appropriate follow-up.
• Conduct periodic deposit account disclosure reviews.
• Conduct miscellaneous compliance reviews.
• Assist with monitoring the Vendor Management Program.
• Conduct training on BSA/AML/CFT and Compliance policies.
• Gather and submit documentation for regulatory exams and internal audits.
• Update the Complaint Log.
• Assist with the Bank's New Consumer Loan Quality Review and Bank Risk Grade Review.
• Assist with the Citizens' Enhanced Loan Review.
• Reviewing consumer, mortgage and commercial loan turn downs and modifications for proper execution.

Skills And Abilities Required

• Possess strong analytical and research skills to evaluate suspicious activities.
• Ability to travel to branches and educational classes as necessary.
• Ability to speak, read, and write English.
• Ability to communicate with staff, Executive Officers, Auditors and Regulatory Examiners.
• Ability to maintain confidentiality.
• Planning and organizational skills to be able to prioritize workload and manage duties in order to meet deadlines.
• Attention to detail is imperative.

Minimum Requirements

• High School Diploma or GED equivalent. College preferred.
• Two years banking experience in progressively responsible positions.
• Working knowledge of BSA/AML/CFT related laws, regulations and monitoring requirements.
• Above average computer skills with ability to export and extract information into spreadsheets.

Working Conditions

Generally good. Little discomfort from noise, heat, dust and other causes.