Compliance Program Advisor

PNC Wealth Management LLC; North Carolina; On-site; USD 90,000 - 130,000; Full time

Job summary

PNC is seeking a Senior Compliance Program Specialist to join its compliance team. Based in Charlotte, NC; also eligible to work from Pittsburgh, PA or Cleveland, OH offices, this role focuses on broker-dealer and insurance compliance, including annuities.

The ideal candidate will bring extensive experience in regulated financial services, partner with business units to strengthen controls, and help ensure adherence to applicable laws and internal policies across the enterprise.

Responsibilities

• Experience with broker-dealer and insurance compliance, including annuity

Job description

Position Overview

At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company’s success. As a Compliance Program Specialist senior within PNC's compliance organization, you will be based in you’ll be based in one of the following locations: Charlotte NC, Pittsburgh, PA, or Cleveland, OH

Key Responsibilities

• Experience with broker-dealer and insurance compliance, including annuity