Compliance Product Intmd Analyst - C11 - CIUDAD DE MEXICO

Citi; United States; Remote; USD 70,000 - 110,000; Full time

Job summary

Citi is looking for a Compliance Risk Analyst to support their Independent Compliance Risk Management division. This role involves monitoring compliance risks, developing compliance programs, and ensuring adherence to regulations. Ideal candidates will have a strong background in compliance and regulatory frameworks, possess excellent communication skills, and be adept at handling multiple projects.

Qualifications

• Experience in compliance, legal or control-related functions in financial services is essential.
• Advanced degree preferred.

Responsibilities

• Monitor compliance risk behaviors and provide compliance advice.
• Assist with regulatory inquiries and exams.
• Develop and maintain compliance programs and training.

Skills

Knowledge of Compliance laws

Excellent written and verbal communication skills

Strong interpersonal skills

Project management skills

Proficient in MS Office applications

Education

Bachelor’s degree in a relevant field

Job description

Serves as a function/business/product compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws.

Responsibilities:

• Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
• Assisting with regulatory inquiries and/or examinations.
• Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product.
• Preparing, editing and maintaining Compliance program related materials
• Assisting in the development and administration of Compliance training for the supported function/business/product.
• Researching rules and rule changes and assisting in implementing policies, procedures or other controls necessary to comply with the rules/regulations.
• Additional duties as assigned.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• Knowledge of Compliance laws, rules, regulations, risks and typologies
• Excellent written and verbal communication skills
• Must be a self-starter, flexible, innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Strong project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint)
• Strong interpersonal skills for interfacing with all levels of internal and external audit and management
• Some knowledge in area of focus

Education:

• Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; Advanced degree preferred

-Conocimientos generales de servicios de inversión

- Experiencia en sector financiero

- Experiencia en revisiones de auditoría

- Conocimientos generales de productos financieros

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Job Family Group:

Compliance

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Job Family:

Product Compliance Risk Management

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Time Type:

Full time

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Most Relevant Skills

Business Acumen, Credible Challenge, Laws and Regulations, Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment, Risk Remediation.

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Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

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