Compliance & Operations Specialist (RIA)

TWIN Capital Management; Pittsburgh (Allegheny County); On-site; USD 60,000 - 85,000; Full time

Job summary

TWIN Capital Management, Inc. in Pittsburgh, PA, seeks a detail-oriented Compliance & Operations Associate to support the Chief Compliance Officer and the President.

You will help maintain regulatory compliance infrastructure for an SEC-registered investment adviser and interact closely with senior leadership. The role involves daily compliance functions, risk analysis, portfolio reviews, audits support, policy development, and coordination with custodians.

Qualifications

• Bachelor’s degree in Finance/Legal/Accounting/Business is required.
• 1–3 years of professional experience in financial services compliance.
• IACCP or equivalent certifications are welcome.
• Microsoft Office Suite proficiency (Excel, PowerPoint, Word) required.
• USA work authorization without restriction.
• A comprehensive background check will be conducted.

Responsibilities

• Manage daily compliance functions for investment strategies and client portfolios.
• Conduct risk analysis and assist the CCO in identifying regulatory issues.
• Review client portfolios to ensure alignment with mandates and firm policies.
• Provide support during audits, including SEC examinations.
• Coordinate with custodians, prime brokers, and third-party administrators.
• Assist in creating and testing firm-wide compliance and HR policies.

Job description

TWIN Capital Management, Inc. in Pittsburgh, PA, seeks a detail-oriented Compliance & Operations Associate to support the Chief Compliance Officer and the President.

You will help maintain regulatory compliance infrastructure for an SEC-registered investment adviser and interact closely with senior leadership. The role involves daily compliance functions, risk analysis, portfolio reviews, audits support, policy development, and coordination with custodians.