Compliance Officer: Regulatory Risk & Training

Hanmi Bank; Los Angeles (CA); On-site; USD 84,000 - 123,000; Full time

Job summary

Hanmi Bank's Los Angeles branch seeks a Compliance Officer to oversee CMP adherence, monitor and report on regulatory changes, and coordinate with audits. The role ensures policies are updated and risks are controlled across the bank’s operations.

The ideal candidate has strong communication skills, earns a Bachelor’s degree or equivalent, and can manage multiple compliance tasks with minimal supervision. This role emphasizes strong ethics and accountability.

Qualifications

• Bachelor’s degree or equivalent combination of education and experience in finance.
• Strong verbal and written communication skills with the ability to train and advise staff.
• Ability to work independently and manage multiple compliance tasks.
• Understanding of regulatory requirements and risk management practices.
• Experience with compliance monitoring, testing and reporting processes.

Responsibilities

• Identify and escalate compliance matters to the Compliance Manager.
• Manage risks and controls to ensure regulatory conformity.
• Stay updated on regulatory changes and adjust policies accordingly.
• Develop and maintain compliance procedures and training content.
• Coordinate with regulators and auditors as needed.
• Prepare required management reports and track action plans.

Skills

Communication skills

Independent work

Management skills

Problem solving

Regulatory knowledge

Education

Bachelor’s degree or equivalent experience

Tools

Mainframe

Job description

Hanmi Bank's Los Angeles branch seeks a Compliance Officer to oversee CMP adherence, monitor and report on regulatory changes, and coordinate with audits. The role ensures policies are updated and risks are controlled across the bank’s operations.

The ideal candidate has strong communication skills, earns a Bachelor’s degree or equivalent, and can manage multiple compliance tasks with minimal supervision. This role emphasizes strong ethics and accountability.