Compliance Officer | Full-Time

Avadian Credit Union; Hoover (AL); On-site; USD 90,000 - 130,000; Full time

Job summary

Avadian Credit Union in Hoover, AL seeks an experienced Compliance Officer to lead the regulatory compliance program for the organization. You will design and execute a comprehensive testing program, monitor regulatory developments, and advise business units on policy and control enhancements.

Responsibilities include conducting compliance testing, supporting risk management, assisting in audits, and maintaining knowledge of BSA/OFAC policies.

Qualifications

• In-depth knowledge of state and federal banking laws and regulations.
• Excellent writing, communication, and analytical skills.
• Ability to research, interpret laws, and propose workable solutions.
• Ability to manage multiple tasks independently.

Responsibilities

• Proactively monitor applicable laws and regulations and update policies as needed.
• Conduct compliance testing, report findings, and ensure timely remediation.
• Advise staff on compliance regulations, policies, and procedures.
• Support ERM and business continuity programs and assist in audits.
• Maintain knowledge of compliance requirements through ongoing training.

Skills

Regulatory compliance

Audit experience

Policy development

Risk assessment

Education

College degree

Advanced compliance coursework

Job description

Compliance Officer | Full-Time

Hoover, AL

Compliance

Description

Avadian Credit Union is seeking an experienced Compliance Officer. This individual will ensure the Credit Union's compliance with all applicable laws, regulations, and internal policies. Exercises independent judgment to design and execute a comprehensive, risk focused compliance testing program across all departments. Monitors regulatory developments, assesses emerging compliance risks, and recommends policy and control enhancements to strengthen governance and risk oversight. Provides regulatory guidance impacting business units, products, services, and operations, Supports the administration of the Enterprise Risk Management and Business Continuity programs to ensure effective risk identification, mitigation, and escalation.

Functions & Responsibilities

• Proactively monitor applicable laws and regulations to ensure enterprise wide compliance, identify both existing and emerging risks, and regularly review and revise policies as necessary.
• Conduct compliance testing, report findings, and ensure timely resolution of findings or risks.
• Independently manage or implement corrective actions to prevent non-compliance with applicable laws and regulations and to mitigate risk.
• Serve as a subject matter resource to staff by providing guidance on compliance related regulations, policies, procedures, and other operating rules that may apply.
• Assist in the development, review, and revision of marketing, forms, agreements, and disclosures to ensure regulatory compliance and to mitigate risk.
• Support the Credit Union's Enterprise Risk Management program by conducting risk assessments, reporting, control effectiveness, and identifying areas in need of risk mitigation.
• Maintain knowledge of applicable compliance requirements through ongoing training and professional development.
• Support the management and maintenance of the business continuity program and assist in the development and implementation of periodic tabletop exercises.
• Provide support during credit union audits or examinations, as needed.
• Responsible for following all BSA/OFAC policies and procedures.
• Prompt and regular attendance is required.
• Perform other duties as assigned.

Requirements

• The role requires in-depth knowledge of state and federal laws and regulations governing credit union or bank operations, including loan and deposit products.
• Must have excellent writing, communication, and analytical skills.
• Ability to conduct thorough research, interpret laws and regulations, and provide workable recommendations and solutions to meet regulatory compliance requirements.
• Ability to handle multiple tasks and work independently.

Experience: Five to eight years of Compliance or audit experience in a credit union or bank.

Education: College degree plus advanced coursework or experience in credit union or bank compliance.

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Please note - submitting a resume does not guarantee any future action by Avadian Credit Union.

Avadian Credit Union is an Equal Opportunity Employer.