Compliance Officer

MillTech; New York (NY); Híbrido; USD 180.000 - 260.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Competitive salary

25 days’ annual leave plus service day

Staff development and training

Flexible working including remote

Healthcare

401(k) with employer match

Descripción de la vacante

MillTech, headquartered in London with a New York office, is seeking a Compliance Officer to lead the compliance function in New York. Reporting to the Group Chief Compliance Officer, you will design, implement, and continuously improve the program to enable business growth with strong risk controls.

You will own the compliance program across all lines of business, liaison with regulators, oversee AML/KYC and sanctions programs, and guide the business on regulatory developments.

Formación

• 10+ years of compliance experience in financial services, with 5+ years in a senior leadership role (CCO, Deputy CCO, or equivalent).
• Deep knowledge of SEC, FINRA, NFA and NYDFS regulatory frameworks; hands-on experience managing regulatory examinations.
• Expertise in AML/BSA, sanctions, and anti-fraud regimes.
• Relevant certifications (CAMS, CRCP, or similar) preferred.
• FINRA Series 14 or 24

Responsabilidades

• Own and evolve the firm's compliance program, policies, and code of ethics across all business lines.
• Liaise with regulators (SEC, FINRA, NFA, others); manage examinations, inquiries and filings.
• Oversee AML, KYC, sanctions programs, including monitoring and reporting.
• Monitor regulatory developments and translate them into practical guidance for the business.
• Lead compliance risk assessments, testing, surveillance, and remediation of identified issues.
• Advise senior leadership on compliance risks affecting new products, markets, and strategic initiatives.
• Build, mentor, and scale a high performing compliance team; foster a strong culture of compliance.
• Deliver compliance training and manage employee certifications, personal trading, and conflicts of interest programs.

Conocimientos

Regulatory leadership

Stakeholder influence

Communication

Risk assessment

Educación

CAMS certification

CRCP certification

Descripción del empleo

Position: Compliance Officer

Reports to: Group Chief Compliance Officer

Location: New York City, USA

Overview - About MillTech

MillTech provides advanced FX Hedging and Cash Investment solutions to increase market access, reduce costs and automate manual workflows.

With a focus on automation, integration and connectivity, we have pioneered an independent risk management and liquidity solution for fund managers, institutions and global corporates, which is purpose-built to deliver best execution at scale.

Since its inception in 2020, the MillTech platform has grown to support over $500bn in annual FX volume and over $35bn in client programs and is now trusted by some of the world’s largest institutions. In 2026, MillTech announced a $60m minority investment from the growth equity arm of Apax Partners which valued the company at $325m. As part of our next phase of growth, we will be opening an office in New York City this year.

Headquartered in London, the world’s largest FX hub, MillTech provides services to clients in the United Kingdom, United States, Canada, Switzerland, Belgium, Denmark, Ireland, Luxembourg, Norway and Liechtenstein. MillTech is authorised and regulated by the UK’s Financial Conduct Authority (FCA FRN 911636) and registered with the USA’s National Futures Association (NFA).

The opportunity:

MillTech is seeking a Compliance Officer to lead the compliance function for our New York office. Reporting the Group Chief Compliance Officer, you will assist with the design, implementation, and continuous improvement of our compliance program. This is a high visibility role for a leader who can pair deep regulatory expertise with pragmatic, business enabling judgment.

• Own and evolve the firm's compliance program, policies, and code of ethics across all business lines.
• Serve as primary liaison with regulators, including the SEC, FINRA, NFA and other federal and state authorities; manage examinations, inquiries, and filings.
• Oversee AML, KYC, and sanctions (OFAC) programs, including suspicious activity monitoring and reporting.
• Monitor regulatory developments and translate them into practical guidance for the business.
• Lead compliance risk assessments, testing, surveillance, and remediation of identified issues.
• Advise senior leadership on compliance risks affecting new products, markets, and strategic initiatives.
• Build, mentor, and scale a high performing compliance team; foster a strong culture of compliance.
• Deliver compliance training and manage employee certifications, personal trading, and conflicts of interest programs.

Requirements (essential);

• 10+ years of compliance experience in financial services, with 5+ years in a senior leadership role (CCO, Deputy CCO, or equivalent).
• Deep knowledge of SEC, FINRA, NFA and NYDFS regulatory frameworks; hands-on experience managing regulatory examinations.
• Expertise in AML/BSA, sanctions, and anti-fraud regimes.
• Relevant certifications (CAMS, CRCP, or similar) preferred.
• FINRA Series 14 or 24
• Proven ability to influence executives and boards, and to build compliance functions that scale with the business.
• Impeccable integrity, sound judgment, and clear, direct communication.

What we offer in return:

Our commitment is to help you flourish in this role, through support with your professional development, opportunities to be involved in key projects, and exposure to challenges that you may not be offered in a larger organisation. We will provide:

• A competitive salary with annual reviews;
• 25 days’ paid annual leave plus an additional day per year of service;
• Excellent staff development and training opportunities;
• Flexible working arrangements including remote working;
• Healthcare
• 401(k) with employer match

At MillTech we believe that diversity and inclusion are essential for fostering innovation and building a strong, supportive work environment. We are committed to embedding the best equality and diversity practices into all our activities, making us an inclusive, welcoming, and exciting place to work. We would welcome candidates from all backgrounds and experiences.