Compliance Manager - Global Digital Asset Company

Tokalent; United States; Remote; USD 120,000 - 180,000; Full time

Job summary

Tokalent, a Hong Kong-based fintech focused on SocialFi and digital assets, seeks a Compliance Manager to oversee global regulatory adherence. The role emphasizes SFC licensing, AML/CFT policy development, and risk assessment within a fast-paced startup environment.

The ideal candidate has strong KYC/KYB/KYT experience, familiarity with financial services regulations, and the ability to liaise with regulators and internal stakeholders across regions.

Qualifications

• Minimum 5 years in Compliance within SFC-licensed financial services.
• Knowledge of financial services regulations and licensing (SFC) is advantageous.
• Proficiency in transaction monitoring and KYT systems.

Responsibilities

• Ensure compliance with local laws and regulatory requirements.
• Develop and implement compliance policies for local entity to meet SFC requirements.
• Conduct regulatory reporting and notifications to authorities.
• Escalate issues to CEO and Group Compliance.
• Report activities to HK Compliance and the Board.
• Maintain AML/CFT policy and conduct risk assessments.
• Provide staff compliance training.
• Liaise with regulators and law enforcement.
• Handle ad hoc tasks from HK and Group Compliance.
• Perform KYT due diligence reviews and maintain records.

Skills

KYC/KYB/KYT experience

AML compliance

Regulatory knowledge

English communication

Education

ACAMS or AML certification

Tools

Compliance software

Job description

Compliance Manager - Global Digital Asset Company

The hiring company is a global digital asset company.

Key Responsibilities

Ensure compliance with all applicable laws and regulatory requirements locally.

Develop and implement compliance policies and procedures, compliance manuals and other relevant documents for the local entity to meet the requirements of SFC.

Conduct relevant local regular reporting, notification, application to regulatory authorities accordingly.

Assess emerging issues and risks and promptly escal e issues to CEO and Group Compliance.

Report compliance activities and audits to HK Compliance and the Board.

Ensure appropriate corrective actions are taken for deficiencies in the CMS and/or non-compliance.

Develop, implement and maintain an up-to-date AML/CFT policy that complies with applicable regulations.

Conduct regular risk assessments to identify and mitigate money laundering and terrorism financing risks.

Ensure timely and accurate reporting of suspicious activities to relevant authorities.

Carry out and ensure the implementation of customer due diligence (CDD) and enhanced due diligence (EDD) procedures.

Conduct KYT due diligence reviews in a timely manner and suggest potential action points. Maintain comprehensive records of all AML/CFT activities and reports.

Provide regular compliance training to staff.

Liaise with regulatory bodies and law enforcement agencies regarding compliance matters.

Other Adhoc tasks assigned by HK and Group Compliance.

Requirements

At least 5 years experience in Compliance functions in SFC licensed corporations within the financial services sector (KYC/KYB/KYT experience in Fintech or blockchain related industry would be deemed an advantage).

Knowledge and understanding of financial services regulations, compliance, policies, processes and procedure.

Knowledge and experience of licensing of SFC would be deemed an advantage.

Proficiency in compliance applications and programmes for transaction monitoring and KYT etc.

Interest in blockchain and digital assets, and willingness to work with other teams in a highly collaborative start-up fintech environment.

Well organised, detail oriented, presentable and with excellent communication skills (both verbal and written) in English (Proficency in Mandarin would be deemed an advantage for internal communication).

Problem solving, time management, analytical, and investigative skills.

Professional qualifications pertinent to the financial services sector (ACAMS, or equivalent AML certification).

Demonstrated ability to analyse complex regulatory requirements and implement practical solutions.

Exceptional communication and stakeholder management skills.

Be open to performing other responsibilities associated with the position.

Sounds like your next step?

Meet the team

Tokalent

Tokalent's client is a Hong Kong-based fintech company specializing in SocialFi platforms and virtual asset trading. The company is actively pursuing an SFC (Securities and Futures Commission) Type 1 and Type 7 license to operate as a regulated virtual asset trading platform. The company focuses on compliance, regulatory adherence, and building robust financial crime prevention frameworks within the cryptocurrency and digital assets space.