Compliance Leader

CTB1LLC, a boutique talent and placement company; New York (NY); On-site; USD 150,000 - 200,000; Full time

Job summary

A leading conversational AI platform is seeking a Compliance Lead to establish their compliance function. This pivotal role requires 8+ years in compliance, particularly within banking. You will guide some of the largest regulated customers through compliance reviews. Ideal candidates should possess leadership skills, a quick-moving mindset, and experience in a startup environment. The position is based in New York City with a high-collaboration office setting.

Qualifications

• 8+ years of experience in compliance, ideally in banking or financial institutions.
• Comfortable leading compliance conversations with enterprise customers.
• Embrace a scrappy, entrepreneurial mindset.

Responsibilities

• Build the compliance function from the ground up.
• Guide regulated customers through compliance reviews.
• Ensure confidence in partnership with major banks.

Skills

Compliance expertise in financial institutions

Leadership in compliance conversations

Ability to prioritize and move quickly

Startup experience

Job description

Direct message the job poster from CTB1LLC, a boutique talent and placement company

San Francisco or New York City | In-office

A leading conversational AI platform—backed by over $200M from top-tier investors —is transforming how brands deliver concierge-level customer experiences across chat, email, and voice.

They're hiring the first Compliance Lead to build the compliance function from the ground up. This is a high-visibility, high-impact role where you’ll work directly with some of the largest regulated customers in the world (including major banks), guiding them through compliance reviews and ensuring confidence in partnership.

You’ll thrive here if you:

• Have 8+ years of experience in compliance, ideally within banking or financial institutions
• Are comfortable leading compliance conversations with enterprise customers
• Move quickly, prioritize aggressively, and embrace a scrappy, entrepreneurial mindset (startup experience a plus)
• Are based in SF or NYC and enjoy an in-office, high-collaboration environment.

Seniority level

• Director

Employment type

• Full-time

Job function

• Finance and Legal