Compliance Lead, Compliance & Ethics

OKX; San Jose (CA); On-site; USD 143,000 - 214,000; Full time

Benefits offered by this job

Competitive total compensation package

L&D programs and Education subsidy

Team building programs

More that we love to tell you along

Job summary

OKX is seeking an experienced Compliance & Ethics leader to design and scale programs across anti-bribery, investigations, COI, and eComms surveillance. You will own onboarding of new tools, drive program oversight, and coordinate investigations with Legal and HR.

The role emphasizes building scalable processes in a fast-moving crypto environment. You will mentor team members, advance AI-driven automation, and report governance metrics to senior leadership.

Qualifications

• 6+ years of experience in compliance, surveillance operations, or legal in finance/fintech/crypto.
• Hands-on experience with eComms surveillance platforms.
• Deep proficiency in compliance frameworks, policies, and regulatory requirements.
• Ability to build and scale compliance programs in fast-moving environments.
• Strong operational instincts and independent execution.
• Ability to identify complex issues and develop risk-based solutions.
• Proven record of developing team members and elevating work.
• Strong written communication for case docs and governance.

Responsibilities

• Lead scalable compliance programs across AB&C, investigations, COI, and eComms surveillance.
• Own eComms surveillance controls and onboarding of new tools and platforms.
• Drive surveillance program oversight and issue resolution.
• Lead investigation intake, triage, documentation, and whistleblower handling.
• Monitor COI disclosures and escalate as needed.
• Develop and drive policy drafts, controls, and program assessments.
• Promote AI/automation to scale coverage and reduce manual effort.
• Own governance reporting, KPI/KRI tracking, and leadership updates.
• Guide and mentor team members across workflows and tools.

Skills

eComms surveillance

Regulatory compliance

Program design & rollout

Policy governance

Investigations coordination

Team development

AI/automation in compliance

Leadership in fast-moving env

Tools

Surveillance platforms

Job description

Who We Are

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.

About The Opportunity

The Compliance & Ethics function at OKX oversees the policies, programs, and controls that protect the integrity of our people, operations, and business relationships. As OKX scales globally and expands its communication infrastructure, this function is building the systems and expertise to match that growth. In this role, you will become an expert in all facets of the Compliance & Ethics program — from investigation intake to surveillance operations — serving as a key operational and strategic partner to the Director and setting the compliance foundation for one of the world's leading crypto platforms.

What You’ll Be Doing

• Lead the design and build of scalable compliance programs and controls across Anti-Bribery & Corruption, Investigations, Conflicts of Interest, and eComms surveillance — developing intake workflows, monitoring frameworks, and operational procedures that grow with the function
• Own and advance eComms surveillance controls and operational processes — including the onboarding and integration of new tools and platforms — ensuring comprehensive coverage across all approved employee communication channels
• Drive eComms surveillance program oversight — monitoring coverage, assessing performance, identifying systemic gaps, and escalating material issues to appropriate resolution
• Lead investigation intake processes, including triage, case documentation, and whistleblower report handling, coordinating with Legal and HR on escalated conduct matters and cross‑functional compliance projects
• Lead COI monitoring and maintain full oversight of conflicts disclosures, flagging anomalies and driving escalations to resolution
• Identify and resolve complex compliance issues across program areas, develop practical solutions, and escalate with documented rationale
• Manage compliance workstreams — policy drafts, program assessments, control builds, and gap analyses — driving them to completion and proposing process improvements along the way
• Drive adoption of AI and automation to enhance review quality, reduce manual effort, and scale program coverage across compliance workflows
• Own governance reporting across the Compliance & Ethics function — including KPI/KRI tracking, and senior leadership updates
• Develop and guide team members across compliance workflows, program operations, and platform tools

What We Look For In You

• 6+ years of experience in compliance, surveillance operations, or legal at a financial services, fintech, or crypto firm
• Hands‑on experience with eComms surveillance platforms
• Deep proficiency in compliance frameworks, policies, and regulatory requirements — you apply them independently and advise others
• Proven ability to build and scale compliance programs in a fast‑moving environment with limited structure
• Strong operational instincts — you execute independently, drive complete projects, and keep programs moving without direction
• Ability to identify complex compliance issues and develop practical, risk‑based solutions
• Track record of developing team members and elevating the work of those around you
• Strong written communication for case documentation, escalation reporting, and governance materials

Nice to Haves

• Experience in crypto or digital assets
• Experience with AI‑assisted review workflows or compliance automation tools
• Exposure to regulatory requirements governing eComms surveillance — CFTC, FCA, MAS, ASIC, or equivalent
• Familiarity with internal investigations, COI monitoring, conflicts register management, or OBA review processes
• Prior experience in a compliance function being built or scaled from the ground up

Perks & Benefits

• Competitive total compensation package
• L&D programs and Education subsidy for employees' growth and development
• Various team building programs and company events
• More that we love to tell you along the process!

OKX Statement

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non‑job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.

• The salary range for this position is $143,000 - $214,000
• The salary offered depends on a variety of factors, including job‑related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long‑term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.

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