Compliance Intern

EPC Eneric Petroleum Corp.; Fairfield (IA); Sur place; USD 23 000 - 36 000; Plein temps

Avantages offerts par ce poste

Premium benefits package

Vacation & sick time

401K with company matching

Résumé du poste

Cambridge is offering a Next Step 11-week paid summer internship for students pursuing Business, Finance, Legal Studies, or related fields. The internship runs May 17 – July 30 and provides mentorship, professional development, and access to industry education, leadership panels, and networking events.

Location options include Phoenix, AZ or Fairfield, IA with on-site work. Candidates must be authorized to work in the United States; CPT/OPT not accommodated.

Qualifications

• Currently an undergraduate student in a field such as Business, Finance, Legal Studies, or related area.
• Strong written and verbal communication, attention to detail, critical thinking, and analytical skills.
• Ability to work independently and collaboratively while managing assigned responsibilities.

Responsabilités

• Support ongoing compliance reviews and projects involving disclosures, data analysis, policy reviews, and daily activities.
• Conduct regulatory research and identify potential program gaps.
• Maintain trackers, prepare reports, and assist with audits and training materials.
• Attend meetings with department leadership and collaborate with other departments to gain exposure.

Connaissances

Communication

Written & Verbal

Attention to detail

Analytical skills

Independent work

Curiosity

Formation

Undergraduate student in Business/Finance/Legal Studies

Outils

Outlook

Word

Excel

SharePoint

RegEd

Personal Securities Disclosure system

CLIC Trade Review

Description du poste

Job Summary The Compliance Intern will gain practical experience with the tools, processes, and regulatory frameworks that support a broker-dealer and registered investment adviser. Interns will contribute analytical and technical support to ongoing compliance work while learning how Cambridge serves financial professionals and maintains effective regulatory and supervisory programs.

Key Deliverables and Responsibilities

Support ongoing compliance reviews and projects involving personal securities disclosures, trade data analysis, policy reviews, outside business activities, and off-channel communications. Conduct regulatory research, review changes to rules and regulations, identify potential program gaps, and help evaluate possible solutions. Maintain trackers, prepare reports, analyze data, update documentation, and assist with compliance audits and daily team activities. Support surveillance activities by running reports and documenting supervision of trading activity for financial professionals and clients. Complete investment product due diligence and ad hoc research used to develop compliance training and presentations. Attend meetings with department leadership, observe decision-making, and collaborate with other departments to gain broader industry exposure. Use Outlook, Word, Excel, Microsoft Copilot, SharePoint, RegEd, the Personal Securities Disclosure system, and CLIC Trade Review.

What We Are Looking For

Current undergraduate student pursuing Business, Finance, Legal Studies, or a related field. Strong written and verbal communication, attention to detail, critical thinking, and analytical skills. Ability to work independently and collaboratively while managing assigned responsibilities. Curiosity about regulatory requirements, Cambridge policies, and the reasoning behind compliance practices. Confidence asking questions, conducting research, and communicating professionally. Initiative to seek cross-functional learning and collaboration opportunities.

Program Summary

Cambridge’s Next Step 11-week paid summer internship program (May 17 – July 30) gives students the opportunity to gain valuable insight into both their chosen field and the financial service industry while working on meaningful projects that contribute to business outcomes. Each intern is partnered with a professional mentor and participates in our professional development program, which includes industry education, career workshops, leadership panels, and networking events. Nearly 30% of interns return to Cambridge as full-time associates.

Location

All internships are on-site, operating out of our Phoenix, AZ or Fairfield, IA offices. Apartment-style housing is available for Fairfield candidates, and some positions may be eligible to work out of our West Des Moines satellite office.

Work Authorization

Applicants must be authorized to work for any employer in the United States. We are unable to accommodate temporary student work authorizations, including initial Curricular Practical Training (CPT) and Optional Practical Training (OPT).

Posting Window

Applications will be reviewed on a rolling basis beginning in November. Internships are expected to remain posted until January 15, but may close earlier if filled. Candidates are encouraged to apply early for greatest consideration.

Compensation

$17-$26 per hour depending upon location, role, and year in school. Interns also receive 2 paid holidays and 2 days of paid time off across the summer.

Benefits

• Premium benefit package including medical, vision, dental, life and long-term disability insurance
• Vacation/sick time
• 401K retirement plan with company matching program
• Eleven paid holidays

Why Cambridge?

Cambridge has competitive benefits and promotes a work/life balance to encourage individual success.

Cambridge Overview

Cambridge is a financial solutions firm that provides business support services to thousands of independent financial advisors. These advisors offer personalized investment services including wealth management, financial planning, and retirement services to individuals and families across the country. Cambridge provides significant compliance, technology, and transaction processing support to these financial advisors and their offices. At Cambridge, we’re not just offering a job — we’re inviting you to join a community where you can make a real impact and grow a fulfilling career. With exceptional development opportunities and a team that truly supports your success, you’ll have everything you need to thrive.

Culture is at the core of who we are.

We believe great things happen when people work together in a supportive, balanced, and collaborative environment. At Cambridge, your voice matters, friendships flourish, and you’ll always feel part of something bigger.