Compliance Examiner – Financial Services, Flexible Schedule

State of Wyoming; Cheyenne (WY); On-site; USD 60,000 - 85,000; Full time

Benefits offered by this job

Health insurance

Paid leave

Retirement plan

Flexible schedule

Job summary

The State of Wyoming seeks a Compliance Examiner to assist in conducting examinations of financial service providers serving Wyoming consumers, ensuring adherence to the Wyoming Uniform Consumer Credit Code, Mortgage Practices Act, and Transmitters Act.

You'll participate in planning, fieldwork, reporting, and corrective actions, interact with other state regulators, and travel as needed to perform examinations across in-state and out-of-state institutions.

Qualifications

• Bachelor's degree in finance, accounting, business, or a related field.
• 3 years of progressive experience in accounting, auditing, banking, business, or finance.

Responsibilities

• Assist in ensuring licensed financial institutions comply with state and federal laws and interagency guidelines.
• Assist in planning, fieldwork, reporting, corrective action follow-up, and billing.
• Testify and defend findings at contested case hearings.
• Interact with other States' regulators during coordinated enforcement.
• Conduct on-site examinations of in-state and out-of-state licensed institutions.
• Maintain confidentiality and independence in all work.
• Review license applications using a national database to verify licensure requirements.
• Provide information to consumers and industry about consumer credit transactions.
• Attend conferences and training requiring travel.
• Participate in regulatory committees.
• Monitor trends and changes in consumer credit regulation.

Skills

Regulatory knowledge

Communication skills

Analytical thinking

Interpersonal skills

Travel readiness

Education

Bachelor's Degree in Finance, Accounting, Business Administration, or related field

3 years of progressive work experience in accounting, auditing, banking, finance, or related field

Tools

Regulatory databases

Job description

The State of Wyoming seeks a Compliance Examiner to assist in conducting examinations of financial service providers serving Wyoming consumers, ensuring adherence to the Wyoming Uniform Consumer Credit Code, Mortgage Practices Act, and Transmitters Act.

You'll participate in planning, fieldwork, reporting, and corrective actions, interact with other state regulators, and travel as needed to perform examinations across in-state and out-of-state institutions.