Enable job alerts via email!
Boost your interview chances
A leading global financial group is seeking a Compliance Communications Surveillance Associate to review electronic communications and ensure compliance with regulations. The role involves identifying suspicious activities and contributing to the surveillance program within a hybrid work model. Ideal candidates will have a background in finance and knowledge of relevant systems.
Join to apply for the Compliance Communications Surveillance Associate role at SMBC Group.
SMBC Group is a top-tier global financial group headquartered in Tokyo with a 400-year history, offering diverse financial services including banking, leasing, securities, credit cards, and consumer finance. It operates over 130 offices worldwide with more than 80,000 employees across nearly 40 countries. The Group is part of Sumitomo Mitsui Financial Group, Inc. (SMFG), one of Japan's three largest banking groups, with shares traded on Tokyo, Nagoya, and NYSE.
In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru, providing a range of banking services to corporate, institutional, and municipal clients through its various subsidiaries.
The salary range for this role is between $80,000 and $131,000, based on individual qualifications and market conditions. The position may also include an annual discretionary incentive and a competitive benefits package.
We are hiring an E-communications Surveillance Associate responsible for reviewing corporate electronic communications and escalating suspicious or non-compliant events, in accordance with FRB, FINRA, SEC, CFTC rules, and internal policies.
SMBC offers a hybrid work model, requiring employees to live within a reasonable commute. Specific schedules will be discussed during interviews. Reasonable accommodations are available for applicants with disabilities.