Compliance Associate

Larson Maddox; Philadelphia (Philadelphia County); On-site; USD 80,000 - 120,000; Full time

Job summary

Larson Maddox in Philadelphia, PA is seeking a Compliance Associate to support day-to-day regulatory activities across a broad range of financial services matters. This onsite role targets professionals with 1–4 years of compliance experience seeking to deepen their knowledge.

You will assist with reviews, documentation, reporting, and coordinating with stakeholders, while developing broader compliance expertise in a collaborative, fast-paced environment. Base salary is $80,000–$120,000.

Qualifications

• 1–4 years of compliance or related financial services experience.
• General understanding of financial services compliance.
• Experience in a regulated financial services environment preferred.
• Strong attention to detail and organizational skills.
• Strong written and verbal communication skills.
• Ability to manage multiple assignments and deadlines.
• Able to work in a collaborative, fast-paced environment.
• Interest in developing broad compliance knowledge and taking on additional responsibility.

Responsibilities

• Support a variety of day-to-day compliance activities and projects
• Assist with ongoing reviews, monitoring, and internal processes
• Help maintain compliance documentation and procedures
• Support regulatory and reporting-related responsibilities
• Conduct research on relevant compliance and regulatory topics
• Assist senior team members with a variety of projects
• Help identify and address potential compliance issues
• Maintain accurate records and supporting documentation
• Coordinate with different stakeholders on compliance-related matters
• Take on additional responsibilities as experience develops

Skills

Regulatory compliance

Attention to detail

Communication skills

Multitasking

Team collaboration

Job description

Philadelphia, PA | Onsite | $80,000-$120,000 Base Salary

A growing financial services organization is looking to add a Compliance Associate to its Philadelphia team.

This is a broad, generalist opportunity for someone with 1-4 years of experience who is looking to continue developing their career in financial services compliance. The position will provide exposure to a variety of compliance and regulatory matters while working closely with experienced members of the team.

Responsibilities

• Support a variety of day-to-day compliance activities and projects
• Assist with ongoing reviews, monitoring, and internal processes
• Help maintain compliance documentation and procedures
• Support regulatory and reporting-related responsibilities
• Conduct research on relevant compliance and regulatory topics
• Assist senior team members with a variety of projects
• Help identify and address potential compliance issues
• Maintain accurate records and supporting documentation
• Coordinate with different stakeholders on compliance-related matters
• Take on additional responsibilities as experience develops

Qualifications

• 1-4 years of compliance or related financial services experience
• General understanding of financial services compliance
• Experience working in a regulated financial services environment is preferred
• Strong attention to detail and organizational skills
• Strong written and verbal communication skills
• Ability to manage multiple assignments and deadlines
• Comfortable working in a collaborative, fast-paced environment
• Interest in developing broad compliance knowledge and taking on additional responsibility