Compliance Assistant

Barrett Financial Group; Chandler (AZ); On-site; USD 42,000 - 56,000; Full time

Job summary

A leading financial services firm in Chandler is seeking a Compliance Assistant to ensure mortgage files meet compliance standards. In this full-time, in-office role, you will audit loan files and work closely with compliance and operations teams. Ideal candidates should have at least 1 year of experience in mortgage processing, a strong understanding of compliance regulations, and excellent analytical and communication skills. Join a people-focused company committed to accuracy and quality.

Qualifications

• At least 1 year of experience in mortgage processing, underwriting, or auditing.
• Strong understanding of mortgage compliance regulations (CFPB, HMDA, RESPA, TILA).
• Familiarity with loan origination systems and compliance software.
• Excellent analytical, organizational, and communication skills.
• Strong attention to detail and a commitment to accuracy.

Responsibilities

• Auditing mortgage and loan files for compliance with regulatory and internal guidelines.
• Identifying, documenting, and reporting audit findings.
• Working with loan officers and compliance staff to resolve discrepancies.
• Maintaining audit logs and compliance tracking systems.
• Monitoring documentation standards and investor requirements.
• Assisting with regulatory audits and internal investigations.
• Scanning loan documents and maintaining digital records.

Skills

Detail oriented

Analytical skills

Organizational skills

Communication skills

Ability to work in a team

Job description

Compliance Assistant at Barrett Financial

Compliance | Chandler, AZ

Job Description

Who You Are

You aredetail oriented, consistent, and confident reviewing complex mortgage files.You know how to spot issues quickly, document findings clearly, and collaboratewith teams to keep things moving in the right direction. You enjoy structure,accuracy, and being part of a high-performing compliance team.

What You’ll Do

As aLoan/Mortgage Auditor at Barrett, your job is to ensure every file aligns withfederal, state, investor, and internal requirements. You will play a key rolein supporting compliance, protecting quality, and helping maintain clean andcomplete loan documentation.

Your responsibilities include:

• Auditing mortgage and loan files for compliance with regulatory and internalguidelines
• Identifying, documenting, and reporting audit findings
• Working with loan officers and compliance staff to resolve discrepancies
• Maintaining audit logs and compliance tracking systems
• Monitoring documentation standards and investor requirements
• Assisting with regulatory audits and internal investigations
• Scanning loan documents and maintaining digital records

What You Bring

• At least 1year of experience in mortgage processing, underwriting, or auditing
• Strongunderstanding of mortgage compliance regulations (CFPB, HMDA, RESPA, TILA)
• Familiarity with loan origination systems and compliance software
• Excellent analytical, organizational, and communication skills
• Strongattention to detail and a commitment to accuracy

Preferred

• Experiencewith internal audit processes in a financial institution
• Knowledge of investor and secondary market requirements

This isa full-time, in-office role based in Chandler. You’ll work closely with ourcompliance and operations teams in a collaborative and supportive environment.

If you’re excited about this opportunity and want to be partof a company that’s as people-focused as it is performance-driven, we’d love toconnect. Apply today and be part of the Barrett Financial Group family. Barrett Financial Group is an equalopportunity employer.