Compliance Analyst: Automation & Risk in Investments

Eventide Asset Management; Boston (MA); On-site; USD 85,000 - 110,000; Full time

Benefits offered by this job

Discretionary bonuses

Job summary

Eventide Asset Management is seeking a detail-oriented Compliance Analyst in Boston to implement and test our compliance program. You will work with the Compliance Director and team on automation, policy updates, and regulatory filings.

Responsibilities include testing controls, monitoring personal trading, proxy voting oversight, and reviews of marketing materials. Requires a bachelor’s degree and 2+ years in compliance or investment operations, with strong MS Office and Adobe skills.

Qualifications

• Bachelor’s degree required
• 2+ years in compliance or investment operations preferred
• Attention to detail with focus on process improvements
• Strong written and verbal communication
• Experience supporting mutual funds, ETFs, private funds, and separately managed accounts
• Proficient in MS Office and Adobe tools

Responsibilities

• Evaluate and support opportunities for automation, AI, and other process improvements to help optimize the firm’s oversight of business, compliance, legal, and risk information
• Perform testing procedures for a wide range of compliance program controls to support the evaluation of the effectiveness of firm’s policies and procedures
• Recommend updates to policies, procedures and processes
• Monitor personal trading, assist with new hire and quarterly compliance certification reviews and other compliance oversight functions, and elevate issues appropriately
• Support preparation of regulatory filings and board reporting
• Formalize processes and procedures including for records storage and retrieval
• Assist with testing and oversight of Eventide’s proxy voting process
• Support oversight of portfolio management team’s expert network usage
• Support Marketing materials review (e.g. Fact sheets, commentaries, website pages, sales presentations)
• Support claims recovery process for Eventide’s products
• Research, evaluate and document codes of ethics and other policies and procedures across industry peers to address regulatory requirements and industry best practices
• Update and monitor the firm’s compliance calendar
• Perform data assessment, organization, forensic testing, and risk reviews

Skills

2+ years in compliance or investment\n

Attention to detail

Written and oral communication

Independent work and time management

Client-facing experience (mutual funds

Education

Bachelor’s degree

Tools

MS Office

Adobe tools

Job description

Eventide Asset Management is seeking a detail-oriented Compliance Analyst in Boston to implement and test our compliance program. You will work with the Compliance Director and team on automation, policy updates, and regulatory filings.

Responsibilities include testing controls, monitoring personal trading, proxy voting oversight, and reviews of marketing materials. Requires a bachelor’s degree and 2+ years in compliance or investment operations, with strong MS Office and Adobe skills.