Compliance Analyst – Auto & Powersports Finance

Kawasaki Motors Retail Finance

Lake Forest (CA)

On-site

USD 48,000 - 51,000

Full time

3 days ago
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Benefits offered by this job

Medical, Dental, Vision, and Pet保险
401(k) match
Life and Disability benefits
Generous PTO policy
Up to 12 paid company holidays
Employee discounts on Kawasaki منتجات
Onsite fitness center

Job summary

Kawasaki Motors Retail Finance (KMRF) is seeking a Compliance Analyst to support regulatory compliance, state licensing, monitoring, testing, and vendor management. The role reports to the State Licensing & Regulatory Compliance Manager and requires experience in finance, automotive, or powersports compliance.

The position offers competitive salary, benefits, and opportunities to work across multiple state regulatory environments.

Qualifications

  • 3+ years in consumer finance compliance, preferably auto or powersports.
  • Experience supporting compliance programs in multi-state lending environments.
  • Familiarity with state licensing systems (NMLS, SES).
  • Proficient in Microsoft Office Suite (Excel, Word, PowerPoint).
  • Strong written and verbal communication; ability to draft reports and audit responses.
  • Highly organized with a methodical approach to testing and documentation.
  • Team player able to collaborate across compliance, legal, risk, and operations.

Responsibilities

  • Assist in filing and tracking annual state license reports.
  • Assist in filing and tracking annual state license renewals.
  • Partner with Compliance Manager on compliance testing across operations.
  • Manage regulated complaints: track, document, monitor timelines, and ensure timely, compliant responses.
  • Maintain centralized document library for policies, procedures, and training materials; ensure updates are approved and archived.
  • Monitor regulatory updates and assess operational impact with compliance leadership.
  • Assist in onboarding new vendors.

Skills

Excel data analysis
Communication skills
Organizational skills
Team collaboration
Policy drafting

Education

Bachelor's or Associate degree in business/finance

Tools

NMLS
SES
Microsoft Office Suite

Job description

Kawasaki Motors Retail Finance (KMRF) is seeking a Compliance Analyst to support regulatory compliance, state licensing, monitoring, testing, and vendor management. The role reports to the State Licensing & Regulatory Compliance Manager and requires experience in finance, automotive, or powersports compliance.

The position offers competitive salary, benefits, and opportunities to work across multiple state regulatory environments.

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