Compliance Analyst

Blacklock Group; Houston (TX); On-site; USD 60,000 - 80,000; Full time

Job summary

Blacklock Group in Houston, TX is seeking a Compliance Analyst to join its growing compliance team. The role provides broad exposure to regulatory oversight across complex investment activities and multiple business lines.

The position sits at the intersection of compliance, operations, and business strategy, with cross‑functional collaboration and involvement in daily regulatory execution as well as strategic initiatives. Office-based with partial in‑office schedule.

Responsibilities

• Assist with regulatory submissions, reporting, and filing requirements across various jurisdictions
• Partner with compliance, legal, and business stakeholders to support ongoing regulatory obligations
• Build, review, and enhance surveillance and monitoring reports used to identify potential compliance risks
• Monitor business activity to help ensure alignment with internal policies, controls, and external regulation
• Support process improvement initiatives aimed at strengthening the compliance framework and control environment
• Contribute to projects tied to evolving regulatory expectations and policy updates
• Collaborate with trading, operations, and technology teams to address compliance-related matters and implement solutions

Job description

A financial services organization is seeking a Compliance Analyst to join its growing compliance team. This opportunity offers broad exposure to regulatory oversight within a fast-moving environment supporting complex investment activities across multiple business lines.

This position is ideal for someone who enjoys working at the intersection of compliance, operations, and business strategy. The role offers direct interaction with cross‑functional teams and meaningful involvement in both daily compliance execution and strategic regulatory initiatives. This is a opportunity based in Houston (3 days in office).

Key Responsibilities

• Assist with regulatory submissions, reporting, and filing requirements across various jurisdictions
• Partner with compliance, legal, and business stakeholders to support ongoing regulatory obligations
• Build, review, and enhance surveillance and monitoring reports used to identify potential compliance risks
• Monitor business activity to help ensure alignment with internal policies, controls, and external regulation
• Support process improvement initiatives aimed at strengthening the compliance framework and control environment
• Contribute to projects tied to evolving regulatory expectations and policy updates
• Collaborate with trading, operations, and technology teams to address compliance-related matters and implement solutions