Co-Founder & CEO - AI RIA Compliance

FutureSight

Los Angeles (CA)

On-site

USD 180,000 - 320,000

Full time

14 days+
Application generator

Stand out for this role — generate a tailored resume and cover letter in about a minute.

Get past ATS filters

Benefits offered by this job

Significant equity stake
Initial pre-seed funding
Access to a network of investors and advisors
Collaborative team environment

Job summary

An innovative venture studio is seeking a Founding CEO to lead the launch of an AI compliance venture serving SEC- and FINRA-regulated firms. The successful candidate will take charge of the entire startup process: from shaping the vision, building the team, and validating customer needs to capital fundraising. This full-time role offers a significant equity stake in the new SaaS venture and is centered in Los Angeles, California.

Qualifications

  • Motivated to co-found a new venture as CEO.
  • Familiar with the challenges of a startup.
  • Previous experience co-founding or working in B2B SaaS.
  • Established connections in fintech and early-stage communities.
  • Strong track record in marketing and customer engagement.
  • Ability to attract and lead top talent.

Responsibilities

  • Lead the launch of a new AI compliance venture.
  • Shape the vision and build the founding team.
  • Run pilot programs and shape pricing strategies.
  • Raise initial capital and oversee fundraising efforts.
  • Collaborate with the product/engineering team to launch V1.
  • Achieve market traction and prepare for seed fundraising.

Skills

Founder-level drive
Startup scrappiness
B2B SaaS sales
Fundraising fluency
People leadership
Industry experience in financial compliance

Job description

FutureSight is hiring an experienced and visionary Founding CEO to lead the launch of a AI Compliance venture serving SEC- and FINRA-regulated firms. Today, compliance teams at RIAs and broker-dealers spend countless hours manually reviewing marketing materials, employee communications, and trade records—driving up costs, slowing approvals, and increasing exam risk.

Our venture is reimagining this workflow with an explainable, policy-as-code platform that brings all reviews into one intelligent, automated system—empowering compliance teams to move faster, cut costs, and stay confidently audit-ready.

As Founding CEO, you’ll shape the vision, build the team, and lead this transformation across the $10B regulatory technology market.

As Founding CEO, you will
  • Win customers — Run pilots, shape pricing, and validate retention + expansion
  • Build the product — Work with FutureSight's product/engineering pod to launch V1
  • Raise capital — Lead the seed round with our initial investment
  • Build your team — Hire your founding team and set the cultural foundation
About FutureSight

FutureSight is a venture studio that co-creates and invests in B2B SaaS and Vertical AI startups alongside exceptional entrepreneurs. We give founders an unfair advantage — pairing hands-on studio support with early capital, reducing risk and increasing the odds of success by 10x.

We're led by a cross-functional team of builders and investors. Kevin Nguyen and Alan Smith lead venture design and product strategy. Prathna Ramesh applies her experience as a venture investor with capital strategy in every new business. Dennis Ensing mentors our ventures with operational and strategic expertise, Krista LaRiviere brings years of entrepreneurial and marketing experience as a multi‑time exited founder, and Anupama Joshi drives founder excellence. John Carbrey (San Francisco), a successful software entrepreneur and people leader, adds deep insight into scaling startups from 0 to 1, having built and exited multiple prior SaaS ventures.

What We Bring
  • Validated problem — You will enter a venture with a proven market need and strong momentum toward building and scaling
  • Studio bench strength — Designers, engineers, growth marketers, and fundraising pros are embedded from Day 1
  • Capital commitment — Initial pre‑seed funding for early hires and building the MVP with potential for follow‑on funding, and access to our investor and advisor network
What You Bring
  • Founder‑level drive — You're motivated to co‑found a new venture as the CEO. With or without us, this is your calling
  • Startup scrappiness — You know what you're signing up for. You're familiar with the scrappiness of owning something from start to finish
  • Previous founding experience — You have co‑founded a product company or B2B SaaS venture or have been at a venture‑backed company
  • Risk appetite and capacity — Read more on our post on the Entrepreneurial Risk Profile
  • GTM chops — Proven success in B2B SaaS sales, marketing, and customer engagement
  • Fundraising fluency — Able to craft investor narratives and close capital; well‑networked in fintech and early‑stage communities
  • People leadership — Magnet for top talent; coach and culture carrier
  • Industry experience — Background in financial compliance, wealth management, or RegTech (SEC/FINRA familiarity strongly preferred)
What You Can Expect
  • Daily active engagement with our team to: launch initial product, achieve initial market traction and prepare for seed fundraise
  • Full P/L ownership of the new entity
  • A significant equity stake in the business
  • This is a full‑time role; we are looking for someone to commit full‑time and exclusively to building and owning a new SaaS venture
Ready to build?

If this is the perfect opportunity for you, we want to hear from you!

Submit your Resume and LinkedIn profile and tell us more about why you think we should chat!

FutureSight is committed to diversity, equity, and inclusion. We welcome applicants of all backgrounds and experiences.

Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

Co-Founder & CEO - AI RIA Compliance
Co-Founder & CEO - AI RIA Compliance

FutureSight • Chicago (IL)

On-site
USD 180,000 - 320,000
Significant equity stake
Pre-seed funding for early hires
Access to investor and advisor network
Co-Founder & CEO - AI RIA Compliance
Co-Founder & CEO - AI RIA Compliance

FutureSight • San Francisco (CA)

On-site
USD 180,000 - 320,000
Significant equity stake
Pre-seed funding for early hires
Access to investor network
Co-Founder & CEO - AI for Credit and Finance
Co-Founder & CEO - AI for Credit and Finance

FutureSight • Boston (MA)

On-site
USD 150,000 - 250,000
Significant equity stake
Pre-seed funding for early hires
Co-Founder & CEO - AI PE Due Diligence
Co-Founder & CEO - AI PE Due Diligence

FutureSight • United States

On-site
USD 180,000 - 300,000
Initial pre-seed funding
Access to investor and advisor network
Significant equity stake
Co-Founder & CEO – AI Benefits & InsureTech
Co-Founder & CEO – AI Benefits & InsureTech

FutureSight • New York (NY)

On-site
USD 150,000 - 250,000
Co-Founder & CEO – AI Benefits & InsureTech
Co-Founder & CEO – AI Benefits & InsureTech

FutureSight • Austin (TX)

On-site
USD 180,000 - 300,000
Significant equity stake
Full-time exclusive role
Co-Founder & CEO – AI Benefits & InsureTech
Co-Founder & CEO – AI Benefits & InsureTech

FutureSight • Chicago (IL)

On-site
USD 250,000 - 420,000
Significant equity stake
Full-time leadership role
Co-Founder & CEO - AI Customer Success
Co-Founder & CEO - AI Customer Success

FutureSight • Austin (TX)

On-site
USD 120,000 - 200,000
Significant equity stake
Initial pre-seed funding
Access to investor and advisor network
Co-Founder & CEO - AI Property Tech
Co-Founder & CEO - AI Property Tech

FutureSight • Austin (TX)

On-site
USD 150,000 - 250,000
Significant equity stake
Pre-seed funding for early hires
Access to investor network
Co-Founder & CEO - AI Sourcing & Procurement
Co-Founder & CEO - AI Sourcing & Procurement

FutureSight • Los Angeles (CA)

On-site
USD 120,000 - 200,000
Significant equity stake
Initial funding for MVP development
Access to investor and advisor network