Client Manager (Financial Services)

Robert Hess Search Group; Cincinnati (OH); On-site; USD 70,000 - 100,000; Full time

Job summary

Robert Hess Search Group is seeking a Client Manager (Senior Client Service Specialist) to support Financial Advisors by handling account openings, maintenance, and extensive client service. The role requires SIE and Series 7 licenses.

You will work with CRM dashboards, place trades, review distributions, and coordinate with advisors on account changes while ensuring regulatory compliance. A college degree and 5+ years in finance or administrative roles are preferred.

Qualifications

• Bachelor's degree in business or related field preferred.
• Minimum 5+ years of administrative experience in a professional office.
• At least 5 years of experience in financial services or banking.
• SIE and Series 7 top-off licenses required.

Responsibilities

• Prepare documents for account opening, transfer of assets, distribution and meet with clients to review any documents and obtain signatures.
• Places trades (buy/sell) and completes necessary documentation to handling processing.
• Establishes online access to account software or other websites.
• Review software for any account withdrawals, insufficient funds for distributions, including RMDs and outgoing transfers.
• Review the CRM dashboard daily to identify items that need to be addressed.
• Handle client communication and act as needed (ACH, deposit & withdrawal instructions, cost basis information, tax reporting questions and signature attainment).
• Communicate with Financial Advisor on all account changes, trades, etc.
• Document all actions in the CRM database.
• Develop client relationships with ongoing and regular client contact and communications.
• Work with support staff in preparing documents, greeting clients, scanning, or answering phones.
• Adhere to all industry regulations and stay abreast of updates and changes.
• Plan and attend periodic client functions.
• Other duties as required.

Skills

MS Office

CRM software

Team collaboration

Communication skills

Problem solving

Time management

Proactive/self-starter

Client relationships

Financial services knowledge

Regulatory knowledge

Education

Bachelor's degree in business

Tools

CRM database

Proprietary financial planning tools

Job description

SUMMARY: The Client Manager (aka,Senior Client Service Specialist) is an integral part of the team. They perform support to FinancialAdvisors in meeting needs of the clients. Performs a wide array of duties ranging from administrative activities, such asopening new accounts and performing account maintenance, providing extensive customer service to clients, includingmeeting with them and assisting with required paperwork. This position requires the SIE and Series 7 top off licenses.

ESSENTIAL RESPONSIBILITIES:

The day-to-day duties of the Client Managerinclude, but are not limitedto:

• Prepare documents for account opening, transfer of assets, distribution and meet with clients to review any documents and obtain required signatures.
• Places trades (buy/sell) and completes necessary documentation to handling processing.
• Establishes online access to account software or other websites.
• Review software for any account withdrawals, insufficient funds for periodic distributions, including RMDs(required minimum distributions) and outgoing transfers.
• Review the CRM (Client Relationship Management) dashboard daily to identify items that need to be addressed
• Handle client communication and act as needed (ACH, deposit & withdrawal instructions, cost basis information, tax reporting questions and signature attainment when needed.
• Communicate with Financial Advisor on all account changes, trades, etc.
• Document all actions in the CRM (Client Relationship Management) database.
• Utilize proprietary and industry financial planning tools/software.
• Develop client relationships, which includes ongoing and regular client contact and communications.
• Work with support staff in preparing documents, greeting clients, scanning, or answering phones.
• Adhere to all industry regulations and stay abreast of updates and changes.
• Plan and attend periodic client functions.
• Other duties as required.

QUALIFICATIONS:

The Client Manager must be independent, motivated, pro-active, and focused. Mustbe able to operate in a fast-paced environment while being detail oriented. Critical to the enhancement of the clientexperience by focusing on servicing and growing the business.

EDUCATIONAND EXPERIENCE

A bachelor's degree in business or a related field is preferred. A minimum of 5+ years ofadministrative experience in a professional office is required. At least 5 years of experience in financial services orbanking is desired. SIE and Series 7 top off licenses are required.

KNOWLEDGE, SKILLS & ABILITIES:

• Must be proficient with Microsoft Office Suite and can work with various database and financial software, and solid internet research capabilities.
• Experience utilizing a CRM (Client Relationship Management) database.
• Must be able to work within a team environment.
• Strong people skills, and able to relate to clients, vendors, and all Associates.
• Excellent written and oral communication skills.
• Possess excellent problem-solving skills.
• Excellent organization and time management skills.
• A mature attitude and professional presentation.
• Able to be proactive and a self-starter.
• Contribute to process improvement and enhancing the client experience.
• Strong understanding of the planning process and broad knowledge of financial services industry.