Client-Focused Trading Advisor

Soteria Reinsurance Ltd.; Miami (FL); Hybrid; USD 90,000 - 120,000; Full time

Job summary

Fidelity Investments in Miami is seeking a Trading Specialist to assist clients with trading, investment and account needs, guiding them through market activity and processing complex securities transactions.

The role emphasizes delivering education to help clients make informed financial decisions, maintaining compliance with industry regulations, and strengthening client relationships in a fast-paced team environment.

Qualifications

• Series 7 license required.
• Series 63 license or ability to obtain within 90 days.
• Experience in financial services, brokerage operations, trading support, client services, or a related field.
• Knowledge of financial markets, investment products, and industry developments.
• Understanding of securities transactions across equities, options, mutual funds, fixed income, and precious metals.

Responsibilities

• Support investors with trading, investment and account-related needs.
• Guide clients through market activity and assist with complex securities transactions.
• Provide education to help clients make informed decisions and connect them with appropriate offerings.

Skills

Series 7 license

Series 63 license or within 90 days

Financial services experience

Trading support

Regulatory compliance

Client education

Clear communication

Job description

Fidelity Investments in Miami is seeking a Trading Specialist to assist clients with trading, investment and account needs, guiding them through market activity and processing complex securities transactions.

The role emphasizes delivering education to help clients make informed financial decisions, maintaining compliance with industry regulations, and strengthening client relationships in a fast-paced team environment.