Client-Focused Investment Advisor (Co-Advisor Program)

United Placement Group; Prosper (TX); On-site; USD 75,000 - 100,000; Full time

Benefits offered by this job

Bonus opportunities

401(k)

Health insurance

Life insurance

Professional development

Job summary

United Advisors America in Prosper, TX is seeking an Investment Advisor Representative to join our internal advisory team. You’ll work with established clients alongside external advisors, focusing on ongoing investment and service needs rather than prospecting.

The role offers a $75,000–$100,000+ salary with bonus opportunities, in-office at our Prosper headquarters. Series 65 or 7/66, available licenses, and relevant experience are required.

Qualifications

• Series 65 or Series 7 and 66 required.
• At least 1 year of investment advisory, securities, financial planning, or wealth-management experience.
• Solid understanding of investments, portfolio construction, and asset allocation.
• Strong communication and client relationship skills.
• Excellent organization and attention to detail.
• Ability to work collaboratively on a team.

Responsibilities

• Help establish new accounts, documentation, and asset transfers, and invest new client assets promptly.
• Handle ongoing account needs, including deposits, withdrawals, and distributions.
• Monitor and rebalance client portfolios.
• Conduct annual client reviews and participate in other client meetings.
• Answer day-to-day client questions and service needs.
• Develop investment proposals and portfolio recommendations tailored to each client’s objectives, risk tolerance, income needs, and circumstances.
• Spot opportunities involving additional assets or financial needs, and coordinate them with the external advisor.
• Join investment discussions and provide input on the firm’s model portfolios and overall approach.
• Keep client notes, documentation, and compliance records current.
• Provide responsive service to clients and external advisor partners.

Skills

Series 65

Series 7 & 66

Investment advisory

Client relationship

Portfolio construction

Communication

Organization

Education

Bachelor's degree in finance/economics/business

Tools

Charles Schwab

Job description

United Advisors America in Prosper, TX is seeking an Investment Advisor Representative to join our internal advisory team. You’ll work with established clients alongside external advisors, focusing on ongoing investment and service needs rather than prospecting.

The role offers a $75,000–$100,000+ salary with bonus opportunities, in-office at our Prosper headquarters. Series 65 or 7/66, available licenses, and relevant experience are required.