Chief Compliance Officer (Director of Compliance)

Alexander Chapman; Greenwich (CT); Hybrid; USD 240,000 - 270,000; Full time

Job summary

A leading investment management firm is seeking a Chief Compliance Officer to oversee their U.S. compliance program. The ideal candidate will have extensive experience and a JD, with opportunities to lead a global compliance initiative in a hybrid work environment.

Benefits

Medical insurance

Vision insurance

401(k)

Pension plan

Child care support

Paid maternity leave

Paid paternity leave

Qualifications

• 8+ years of experience in compliance.
• Deep expertise with the Investment Advisers Act of 1940.

Responsibilities

• Oversee U.S. compliance program.
• Lead and scale a global compliance program.

Skills

Compliance

Investment Advisers Act of 1940

Education

JD

Job description

Chief Compliance Officer (Director of Compliance)

Direct message the job poster from Alexander Chapman.

We're partnering with a leading investment management firm that's seeking a Chief Compliance Officer — or a senior compliance officer ready to step into the CCO role — to oversee their U.S. compliance program.

The ideal candidate has 8+ years of experience, a JD (preferred), and deep expertise with the Investment Advisers Act of 1940.

• Hybrid (4 days on-site, Greenwich, CT).
• Competitive base + strong bonus structure.
• High-growth, fast-paced environment.
• Opportunity to lead and scale a global compliance program with direct access to senior leadership.

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Legal, Finance, and Analyst

Industries

• Investment Management, Investment Banking, Venture Capital, and Private Equity

Referrals increase your chances of interviewing at Alexander Chapman by 2x.

Inferred benefits from this job description

• Medical insurance
• Vision insurance
• 401(k)
• Pension plan
• Child care support
• Paid maternity leave
• Paid paternity leave

Location and salary

Greenwich, CT — $240,000.00-$270,000.00

Posted 14 hours ago