Chief Compliance Officer, Digital Assets Strategy

Grayscale Investments; Stamford (CT); On-site; USD 150,000 - 200,000; Full time

Job summary

Grayscale Investments in Stamford, Connecticut, is seeking a Chief Compliance Officer to lead compliance across its Registered Investment Adviser and Broker-Dealer. The ideal candidate should have 15+ years of compliance experience in financial services and be adept at managing regulatory examinations.

This critical role involves designing a comprehensive compliance program and guiding business stakeholders on regulatory requirements, growth, and oversight while developing a compliance team. Strong knowledge of digital assets is essential.

Qualifications

• 15+ years of compliance experience in financial services, with direct management responsibility.
• Expertise in B/D, RIA, and 40 Act compliance programs.
• Ability to handle regulatory examinations and relationships.

Responsibilities

• Design and maintain a comprehensive compliance program for RIA, B/D, and 40 Act registered fund obligations.
• Monitor SEC and CFTC rulemaking to update policies and procedures.
• Assess compliance risks for new products prior to launch.

Skills

Compliance experience in financial services

Regulatory expertise

Leadership skills

Understanding of digital assets

Education

J.D. or advanced degree in a relevant discipline

Job description

Grayscale Investments in Stamford, Connecticut, is seeking a Chief Compliance Officer to lead compliance across its Registered Investment Adviser and Broker-Dealer. The ideal candidate should have 15+ years of compliance experience in financial services and be adept at managing regulatory examinations.

This critical role involves designing a comprehensive compliance program and guiding business stakeholders on regulatory requirements, growth, and oversight while developing a compliance team. Strong knowledge of digital assets is essential.